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    BioCardia Inc. filed SEC Form 8-K: Other Events, Financial Statements and Exhibits

    5/6/25 8:00:09 AM ET
    $BCDA
    Biotechnology: Biological Products (No Diagnostic Substances)
    Health Care
    Get the next $BCDA alert in real time by email
    bcda20250505_8k.htm
    false 0000925741 0000925741 2025-05-06 2025-05-06
     
    UNITED STATES
    SECURITIES AND EXCHANGE COMMISSION
    Washington, D.C. 20549
     
    FORM 8-K
     
    CURRENT REPORT
    Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934
     
    Date of Report (Date of earliest event reported): May 6, 2025
     
    BIOCARDIA, INC.
    (Exact name of registrant as specified in its charter)
     
    Delaware
     
    001-38999
     
    23-2753988
    (State or other jurisdiction
    of incorporation)
     
    (Commission
    File Number)
     
    (IRS Employer
    Identification No.)
     
    320 Soquel Way
    Sunnyvale, California 94085
     
    (Address of principal executive offices and zip code)
     
     
    Registrant’s telephone number, including area code: (650) 226-0120
     
     

     
    Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
     
    ☐
    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
     
    ☐
    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
     
    ☐
    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
     
    ☐
    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
     
    Securities registered pursuant to Section 12(b) of the Act:
    Title of each class
    Trading Symbol(s)
    Name of each exchange on which registered
    Common Stock, par value $0.001
    BCDA
    The Nasdaq Capital Market
     
     
    Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2 of this chapter) ☐
     
    If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
     
     

     
     
    Item 8.01         Other Events.
     
    On May 6, 2025, BioCardia, Inc. issued a press release announcing that University of Wisconsin in Madison, Wisconsin is now enrolling patients with ischemic heart failure in the Company’s ongoing pivotal Phase 3 CardiAMP HF II trial.
     
    A copy of the press release is attached hereto as Exhibit 99.1 to this current report on Form 8-K.
     
    The information in this Item 8.01, including Exhibit 99.1 attached hereto, is being furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of such section, nor shall it be deemed incorporated by reference in any filing under the Exchange Act or the Securities Act of 1933, as amended, except as shall be expressly set forth by specific reference in such filing.
     
    Item 9.01   Financial Statements and Exhibits.
     
    (d) Exhibits
     
    Exhibit No.
     
    Description
    99.1
    104
     
    BioCardia, Inc. press release dated May 6, 2025
    Cover Page Interactive Data File (embedded within the Inline XBRL document)
         
     

     
     
    SIGNATURES
     
    Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
     
     
    BIOCARDIA, INC.
     
       
    /s/ Peter Altman, Ph.D.
     
    Peter Altman, Ph.D.
     
    President and Chief Executive Officer
     
       
    Date: May 6, 2025
     
     
     
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