Broadridge Financial Solutions Inc. filed SEC Form 8-K: Regulation FD Disclosure, Financial Statements and Exhibits
(State or other jurisdiction of incorporation)
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(Commission file number)
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(I.R.S. Employer Identification No.)
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(Street Address)
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(City)
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(State)
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Zip Code
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the
Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b)
under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
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Title of Each Class:
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Trading Symbol
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Name of Each Exchange on Which Registered:
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Item 7.01.
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Regulation FD Disclosure.
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changes in laws and regulations affecting Broadridge’s clients or the services provided by Broadridge;
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Broadridge’s reliance on a relatively small number of clients, the continued financial health of those clients, and the continued use by such clients of Broadridge’s services with favorable pricing terms;
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a material security breach or cybersecurity attack affecting the information of Broadridge’s clients;
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declines in participation and activity in the securities markets;
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the failure of Broadridge’s key service providers to provide the anticipated levels of service;
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a disaster or other significant slowdown or failure of Broadridge’s systems or error in the performance of Broadridge’s services;
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overall market, economic and geopolitical conditions and their impact on the securities markets;
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the success of Broadridge in retaining and selling additional services to its existing clients and in obtaining new clients;
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Broadridge’s failure to keep pace with changes in technology and demands of its clients;
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competitive conditions;
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Broadridge’s ability to attract and retain key personnel; and
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the impact of new acquisitions and divestitures.
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Item 9.01. |
Financial Statements and Exhibits.
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Exhibit No.
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Description
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Broadridge Financial Solutions, Inc. May 2025 Investor Presentation
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104
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Cover Page Interactive Data File – the cover page XBRL tags are embedded within the Inline XBRL document.
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BROADRIDGE FINANCIAL SOLUTIONS, INC.
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By:
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/s/Ashima Ghei | ||
Ashima Ghei
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Corporate Vice President and
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Chief Financial Officer
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