CADIZ Inc. filed SEC Form 8-K: Submission of Matters to a Vote of Security Holders, Financial Statements and Exhibits
$CDZI
Water Supply
Utilities
united states
Securities and Exchange Commission
Washington, D. C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
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(State or Other Jurisdiction
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(IRS Employer
Identification No.)
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(Address of Principal Executive Offices)
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(Zip Code)
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Registrant’s telephone number, including area code: (213) 271-1600
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Not Applicable
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(Former Name or Former Address, if Changed Since Last Report)
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
Securities registered pursuant to Section 12(b) of the Act:
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Title of each class
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Name of each exchange
on which registered
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07 Submission of Matters to a Vote of Security Holders
On June 12, 2025, the Company held its 2025 Annual Meeting of Stockholders. The number of shares present virtually or represented by proxy and entitled to vote at said meeting was 57,788,025.
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i.
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The following directors were elected at the meeting:
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NOMINEE
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VOTES FOR
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VOTES WITHHELD
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BROKER
NON-VOTES
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Stephen E. Courter
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49,387,304
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323,873
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8,076,848
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Maria Dreyfus
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49,535,108
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176,069
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8,076,848
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Maria Echaveste
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49,481,267
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229,910
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8,076,848
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Winston Hickox
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49,184,431
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526,746
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8,076,848
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Susan Kennedy
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49,614,548
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96,629
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8,076,848
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Barbara A. Lloyd
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49,399,548
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311,629
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8,076,848
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Kenneth T. Lombard
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49,540,598
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170,579
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8,076,848
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Richard Polanco
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49,365,328
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345,849
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8,076,848
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ii.
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The amendment to the Cadiz Inc. 2019 Equity Incentive Plan, as amended (“Plan”), to increase the total number of shares reserved for issuance under the Plan was approved by the following vote:
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VOTES
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FOR:
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47,480,407
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AGAINST:
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2,201,294
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ABSTAIN:
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29,476
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BROKER NON-VOTES:
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8,076,848
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iii.
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PricewaterhouseCoopers LLP was approved as the Company’s independent auditors for the fiscal year 2025 by the following vote:
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VOTES
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FOR:
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57,688,243
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AGAINST:
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88,787
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ABSTAIN:
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10,995
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iv.
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The Company’s stockholders approved, on an advisory basis, the compensation of the Company’s named executive officers, by the following vote:
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VOTES
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FOR:
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44,879,252
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AGAINST:
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4,813,993
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ABSTAIN:
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17,932
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BROKER NON-VOTES:
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8,076,848
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Item 9.01 Financial Statements and Exhibits
(d) Exhibits
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104
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Cover Page Interactive Data File (embedded within the Inline XBRL document)
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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CADIZ INC.
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By:
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/s/ Stanley E. Speer
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Stanley E. Speer
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Chief Financial Officer
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Date: June 13, 2025