Carrols Restaurant Group Inc. filed SEC Form 8-K: Submission of Matters to a Vote of Security Holders, Financial Statements and Exhibits
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(State or Other Jurisdiction
of Incorporation)
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(Commission
File Number)
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(I.R.S. Employer
Identification No.)
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Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communication pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communication pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17
CFR Sec.230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR Sec.240.12b-2).
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Emerging growth company
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If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
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Item 5.07.
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Submission of Matters to a Vote of Security Holders
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(1)
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the proposal to approve the adoption of the Merger Agreement (the “Merger Proposal”);
and
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(2)
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the proposal to approve, on an advisory (non-binding) basis, the compensation that will or may become payable by Carrols to its named executive officers in
connection with the merger of Merger Sub with and into Carrols (the “Compensation Proposal”).
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Votes For
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Votes Against
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Abstentions
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49,011,315
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89,698
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85,178
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Votes For
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Votes Against
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Abstentions
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37,488,714
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89,698
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85,178
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Votes For
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Votes Against
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Abstentions
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41,304,231
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7,365,845
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516,115
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Item 9.01.
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Financial Statements and Exhibits
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Exhibit No.
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Description
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104
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Cover Page Interactive Data File (embedded within the Inline XBRL document).
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By:
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/s/ Jared L. Landaw
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Name:
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Jared L. Landaw
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Title:
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Senior Vice President, General Counsel and Secretary
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