CEO and Vice Chairman Samuel Andrew S was granted 25,300 shares, increasing direct ownership by 72% to 59,668 units (SEC Form 4)
$LNKB
Major Banks
Finance
| FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | |||||||||||||||||
| Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. | |||||||||||||||||
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
LINKBANCORP, Inc. [ LNKB ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 06/13/2025 | ||||||||||||||||||||||||||
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4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
| Code | V | Amount | (A) or (D) | Price | ||||||
| Common Stock | 06/13/2024 | A | 25,000(1) | A | $0 | 59,668(2) | D | |||
| Common Stock | 06/13/2025 | A | 300(3) | A | $0 | 300(3) | I | By Daughter Direct(3) | ||
| Common Stock | 6,060 | I | By Daughter's IRA(3) | |||||||
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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| 1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Stock Options | $10 | 10/19/2020 | 10/19/2029 | Common Stock | 40,000 | 40,000 | D | ||||||||
| Warrants | $10 | 01/03/2019 | 01/03/2029 | Common Stock | 907,240 | 907,240 | D | ||||||||
| Stock Options | $10 | 06/14/2020 | 06/14/2029 | Common Stock | 7,500(4) | 7,500(4) | I | By Daughter(5) | |||||||
| Stock Options | $7 | 08/31/2024 | 08/31/2033 | Common Stock | 500(5) | 500(5) | I | By Daughter(6) | |||||||
| Stock Options | $6.58 | 05/23/2025 | 05/23/2034 | Common Stock | 1,000(6) | 1,000(6) | I | By Daughter(6) | |||||||
| Explanation of Responses: |
| 1. 25,000 shares of restricted stock units which vest at a rate of 33.33% per year commencing on June 13, 2026. |
| 2. Includes 16,000 shares of restricted stock which vest at a rate of 20% per year commencing on August 31, 2024 and 16,000 shares of restricted stock units which vest at a rate of 33.33% per year commencing on May 23, 2025. Also reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended. |
| 3. 300 shares of restricted stock units which vest at a rate of 33.33% per year commencing on June 13, 2026 in which Mr. Samuel's daughter is the beneficiary. Mr. Samuel shares the same household as his daughter. Mr. Samuel disclaims beneficial ownership of shares held by his daughter. |
| 4. Mr. Samuel shares the same household as his daughter. Mr. Samuel disclaims beneficial ownership of stock options held by his daughter. |
| 5. Stock options vest at a rate of 20% per year commencing on August 31, 2024. Mr. Samuel shares the same household as his daughter. Mr. Samuel disclaims beneficial ownership of stock options held by his daughter. |
| 6. Stock options vest at a rate of 20% per year commencing on May 23, 2025. Mr. Samuel shares the same household as his daughter. Mr. Samuel disclaims beneficial ownership of stock options held by his daughter. |
| /s/ Melanie Vanderau, pursuant to power of attorney | 06/17/2025 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||