CFSB Bancorp Inc. filed SEC Form 8-K: Temporary Suspension of Trading Under Registrant's Employee Benefit Plans, Financial Statements and Exhibits
UNITED STATES
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CURRENT REPORT
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Item 5.04 Temporary Suspension of Trading Under Registrant’s Employee Benefit Plans.
CFSB Bancorp, Inc. (the “Company”) was notified on October 16, 2023 that, as a result of changing the plan administration of the Colonial Federal Savings Bank 401(k) Plan (the “401(k) Plan”) from Pentegra to Empower, there will be a blackout period beginning at 4:00 p.m. on Wednesday, November 15, 2023, and ending the week of December 18, 2023, during which participants in the 401(k) Plan will be temporarily unable to: check their account balances; transfer or diversify investments (including investments held within a self-directed brokerage account, if applicable) in a participant’s 401(k) Plan; or obtain a withdrawal or distribution.
As a result of the foregoing, on October 27, 2023, the Company sent a Blackout Notice Concerning Limitations on Trading in CFSB Bancorp, Inc. (“Notice”) to its directors and executive officers informing them that a blackout period with respect to directors and executive officers is expected to be in effect beginning at 4:00 p.m. on Wednesday, November 15, 2023, and ending the week of December 18, 2023.
The Notice was provided to the Company’s directors and executive officers pursuant to the requirements of Section 306 of the Sarbanes-Oxley Act of 2002 and Rule 104 of the Securities and Exchange Commission’s Regulation BTR. A copy of the Notice is attached as Exhibit 99.1 to this current Report on Form 8-K and incorporated by reference herein.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits
Exhibit Number Description
99.1 Blackout Notice Concerning Limitations on Trading in CFSB Bancorp, Inc. to Executive Officers and Directors of CFSB Bancorp, Inc.
104 Cover Page Interactive Data File (embedded within the Inline XBRL document)
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
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CFSB BANCORP, INC. |
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Date: October 30, 2023 |
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By: |
/s/ Susan Shea |
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Susan Shea |
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Treasurer & Chief Operating Officer |