Chief Executive Officer Day Aaron converted options into 242,593 shares (SEC Form 4)
$AMZE
Beverages (Production/Distribution)
Consumer Staples
| FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | |||||||||||||||||
| Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. | |||||||||||||||||
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
AMAZE HOLDINGS, INC. [ AMZE ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 03/07/2025 | ||||||||||||||||||||||||||
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4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
| Code | V | Amount | (A) or (D) | Price | ||||||
| Common Stock | 06/13/2025 | C | 239,875(1) | A | (2) | 239,875(1) | D | |||
| Common Stock | 06/13/2025 | C | 2,718(1) | A | (2) | 5,924(1) | I | Held by Day Family Trust(3) | ||
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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| 1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Series D Convertible Preferred Stock | $0.8 | 03/07/2025 | A | 500 | 03/07/2025 | (4) | Common Stock | 62,500(5) | (6) | 500 | I | Held by Day Family Trust | |||
| Series D Convertible Preferred Stock | (2) | 06/13/2025 | C | 44,137 | 03/07/2025 | (4) | Common Stock | 239,875(1) | (2) | 0 | D | ||||
| Series D Convertible Preferred Stock | (2) | 06/13/2025 | C | 500 | 03/07/2025 | (4) | Common Stock | 2,718(1) | (2) | 0 | I | Held by Day Family Trust(3) | |||
| Explanation of Responses: |
| 1. The share amounts reflect a 1-for-23 reverse stock split which became effective on June 12, 2025. |
| 2. Each share of Series D Convertible Preferred Stock automatically converted into shares Common Stock on a 125- for-1 basis on June 12, 2025, in connection with a stockholder vote at the annual meeting of stockholders, held on June 12, 2025. automatically upon the vote of the stockholders during the 2025 Annual Meeting of Stockholders. |
| 3. The Reporting Person is the Trustee of the Day Family Trust, which is the entity that directly owns the shares. |
| 4. The Series D Convertible Preferred Stock has no expiration date. |
| 5. The share amount does not reflect the 1-for-23 reverse stock split. |
| 6. Received in connection with the acquisition of Amaze Software, Inc. pursuant to the Amended and Restated Agreement and Plan of Merger. |
| /s/ Gioia Gentile, as Attorney-in-Fact for Aaron Day | 06/17/2025 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||