Chief Executive Officer Golub David bought $597,000 worth of shares (40,000 units at $14.93) (SEC Form 4)
$GBDC
Finance: Consumer Services
Finance
| FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
|||||||||||||||
| Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | |||||||||||||||||
| Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. | |||||||||||||||||
1. Name and Address of Reporting Person*
(Street)
|
2. Issuer Name and Ticker or Trading Symbol
GOLUB CAPITAL BDC, Inc. [ GBDC ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
||||||||||||||||||||||||
|
3. Date of Earliest Transaction
(Month/Day/Year) 09/03/2024 | ||||||||||||||||||||||||||
|
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
|
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
|---|---|---|---|---|---|---|---|---|---|---|
| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
| Code | V | Amount | (A) or (D) | Price | ||||||
| Common Stock, par value $0.001 per share | 09/03/2024 | P | 20,000 | A | $14.91(1) | 1,958,880 | I | By GGP Class B-P LLC(2) | ||
| Common Stock, par value $0.001 per share | 09/04/2024 | P | 20,000 | A | $14.94(3) | 1,978,880 | I | By GGP Class B-P LLC(2) | ||
| Common Stock, par value $0.001 per share | 3,477,233 | I | By GCOP LLC(4) | |||||||
| Common Stock, par value $0.001 per share | 1,676,387 | I | By GEMS Fund 4, L.P.(5) | |||||||
| Common Stock, par value $0.001 per share | 188,676 | I | By CDGPE, LLC(6) | |||||||
| Common Stock, par value $0.001 per share | 166,672 | I | By CDGQ LLC(7) | |||||||
| Common Stock, par value $0.001 per share | 14,977 | I | By Golub Onshore GP, LLC(8) | |||||||
| Common Stock, par value $0.001 per share | 125,388 | D | ||||||||
|
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Explanation of Responses: |
| 1. Reflects the weighted average price of purchases on September 3, 2024. The shares were purchased in multiple transactions at prices ranging from $14.84 to $14.96, inclusive. Mr. Golub undertakes to provide to Golub Capital BDC, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) and (3) to this Form 4. |
| 2. Due to his control and ownership of GGP Class B-P LLC, Mr. Golub is viewed as having investment power over all the shares owned by such entity. |
| 3. Reflects the weighted average price of purchases on September 4, 2024. The shares were purchased in multiple transactions at prices ranging from $14.87 to $15.04, inclusive. |
| 4. Due to his control of and ownership interest in GCOP LLC, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity. |
| 5. Due to his control of GEMS Fund 4, L.P., Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of common stock held by GEMS Fund 4, L.P., except to the extent of his pecuniary interest therein. |
| 6. The shares reported herein are directly beneficially owned by CDGPE, LLC and are held for the benefit of Mr. Golub's family trust. |
| 7. The shares reported herein are directly beneficially owned by CDGQ, LLC and are held for the benefit of Mr. Golub's family trust. |
| 8. Due to his control and ownership in Golub Onshore GP, LLC, Mr. Golub is viewed as having investment power over all of the shares owned by such entity. |
| Remarks: |
| /s/ David B. Golub | 09/05/2024 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||