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    CION Investment Corporation filed SEC Form 8-K: Results of Operations and Financial Condition, Regulation FD Disclosure, Financial Statements and Exhibits

    12/23/24 8:30:18 AM ET
    $CICB
    Get the next $CICB alert in real time by email
    false 0001534254 CION Investment Corp 0001534254 2024-12-19 2024-12-19 0001534254 us-gaap:CommonStockMember 2024-12-19 2024-12-19 0001534254 cion:SevenandhalfpercentNotesdue2029Member 2024-12-19 2024-12-19 iso4217:USD xbrli:shares iso4217:USD xbrli:shares

     

     

     

    UNITED STATES

    SECURITIES AND EXCHANGE COMMISSION

    WASHINGTON, D.C.  20549

     

     

     

    FORM 8-K

     

    CURRENT REPORT

    Pursuant to Section 13 or 15(d) of the

    Securities Exchange Act of 1934

     

    Date of Report (Date of earliest event reported): December 23, 2024 (December 19, 2024)

     

    CĪON Investment Corporation

     (Exact Name of Registrant as Specified in Charter)

     

    Maryland   000-54755   45-3058280
    (State or Other Jurisdiction of
    Incorporation)
      (Commission File Number)   (I.R.S. Employer Identification No.)

     

      100 Park Avenue, 25th Floor
    New York, New York 10017
     
      (Address of Principal Executive Offices)  

     

      (212) 418-4700  
      (Registrant’s telephone number, including area code)  

     

      Not applicable  
       (Former name or former address, if changed since last report)  

     

    Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

     

    ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

     

    ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

     

    ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

     

    ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

     

    Securities registered pursuant to Section 12(b) of the Act:

     

    Title of each class   Trading symbol(s)   Name of each exchange on which registered
    Common stock, par value $0.001 per share   CION   The New York Stock Exchange
    7.50% Notes due 2029   CICB   The New York Stock Exchange

      

    Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

     

    Emerging growth company ¨

     

    If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

     

     

     

     

    Item 2.02. Results of Operations and Financial Condition.

      

    The board of directors (the “Board”) of CĪON Investment Corporation (“CION”) has delegated to CION’s executive officers the authority to determine the amount, record dates, payment dates and other terms of distributions to shareholders, which will be ratified by the Board on a quarterly basis.

     

    On December 19, 2024, CION’s co-chief executive officers declared a year-end special distribution of $0.05 per share for the year ending December 31, 2024, payable on January 27, 2025 to shareholders of record as of December 30, 2024. A copy of the press release announcing the foregoing is attached hereto as Exhibit 99.1 and incorporated by reference herein.

     

    The information disclosed under this Item 2.02, including Exhibit 99.1 hereto, is being “furnished” and shall not be deemed “filed” by CION for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, and shall not be deemed incorporated by reference into any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such filing. 

     

    Item 7.01. Regulation FD Disclosure.

     

    The information in Item 2.02 of this Current Report on Form 8-K is incorporated by reference into this Item 7.01.

     

    Item 9.01. Financial Statements and Exhibits.

     

      (d) Exhibits.

      

    99.1 Press Release dated December 23, 2024.
    104 Cover Page Interactive Data File (embedded within the Inline XBRL document).

      

     

     

     

      SIGNATURES  

     

    Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

       

       

    CĪON Investment Corporation

     

    Date: December 23, 2024 By: /s/ Michael A. Reisner
        Co-Chief Executive Officer

      

     

     

     

    EXHIBIT LIST

     

    EXHIBIT
    NUMBER
      DESCRIPTION
    99.1   Press Release dated December 23, 2024.
    104   Cover Page Interactive Data File (embedded within the Inline XBRL document).

      

     

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