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    ClearPoint Neuro Inc. filed SEC Form 8-K: Results of Operations and Financial Condition, Regulation FD Disclosure

    11/7/24 4:07:25 PM ET
    $CLPT
    Medical/Dental Instruments
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    Get the next $CLPT alert in real time by email
    clpt-20241107
    0001285550FALSE00012855502024-08-072024-08-07

    UNITED STATES
    SECURITIES AND EXCHANGE COMMISSION
    Washington, D.C. 20549
    _________________________________________
    FORM 8-K
    _________________________________________
    CURRENT REPORT
    Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934
    Date of Report (Date of earliest event reported):
    November 7, 2024
    _________________________________________
    CLEARPOINT NEURO, INC.
    (Exact name of registrant as specified in its charter)
    _________________________________________
     
    Delaware
    001-3482258-2394628
    (State or other jurisdiction
    of incorporation)
    (Commission
    File Number)
    (I.R.S. Employer
    Identification Number)
    120 S. Sierra Ave., Suite 100
    Solana Beach, CA 92075
    (Address of principal executive offices, zip code)
    (888) 287-9109
    (Registrant’s telephone number, including area code)
    _________________________________________
    Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
    oWritten communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
    oSoliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
    oPre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
    oPre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
    Securities registered pursuant to Section 12(b) of the Act:
    Title of each classTrading Symbol(s)Name of each exchange on which registered
    Common Stock, $0.01 par value per shareCLPTNasdaq Capital Market
    Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
    Emerging Growth Company o
    If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o



    Item 2.02. Results of Operations and Financial Condition.
    On November 7, 2024, ClearPoint Neuro, Inc. (the “Company”) issued a press release announcing its financial performance for the third fiscal quarter ended September 30, 2024. A copy of the press release is furnished herewith as Exhibit 99.1.
    The information in Item 2.02 of this Form 8-K, as well as Exhibit 99.1 attached hereto, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended (the “Securities Act”), or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.
    Item 7.01. Regulation FD Disclosure.
    On November 7, 2024, the Company posted an updated investor presentation to its website at http://ir.stockpr.com/clearpointneuro/investor-presentations. A copy of the investor presentation is being furnished herewith as Exhibit 99.2. The Company may use the investor presentation from time to time in conversations with analysts, investors and others.
    The information in Item 7.01 of this Form 8-K, as well as Exhibit 99.2 attached hereto, shall not be deemed “filed” for purposes of Section 18 of the Exchange Act, nor shall it be deemed incorporated by reference in any filing under the Securities Act or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.
    Item  9.01 Financial Statements and Exhibits.
    (d) Exhibits.
    The following exhibit is furnished herewith:
    Exhibit 99.1
    Press Release dated November 7, 2024
    Exhibit 99.2
    Investor Presentation dated November 7, 2024
    Exhibit 104Cover Page Interactive Data File (embedded within the Inline XBRL document)



    SIGNATURES
    Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
    Date: November 7, 2024
    CLEARPOINT NEURO, INC.
     
    By:
    /s/ Danilo D’Alessandro
    Danilo D’Alessandro
    Chief Financial Officer
     

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