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    Cleveland BioLabs, Inc. filed SEC Form 8-K: Regulation FD Disclosure, Financial Statements and Exhibits

    8/17/21 5:18:15 PM ET
    $CBLI
    Biotechnology: Commercial Physical & Biological Resarch
    Health Care
    Get the next $CBLI alert in real time by email
    cbli20210817_8k.htm
    false 0001318641 0001318641 2021-08-17 2021-08-17
     


    UNITED STATES
     
    SECURITIES AND EXCHANGE COMMISSION
     
    WASHINGTON, D.C. 20549
     
     
    FORM 8-K
     
     
    CURRENT REPORT
    PURSUANT TO SECTION 13 OR 15(d)
    OF THE SECURITIES EXCHANGE ACT OF 1934
     
    Date of Report (Date of Earliest Event Reported): August 17, 2021
     
     
     
     
    Cytocom, Inc.
     
    (Exact Name of Registrant as Specified in Charter)
     
     
     
     
    Delaware
    001-32954
    20-0077155
    (State or Other Jurisdiction of Incorporation)
    (Commission File Number)
    (I.R.S. Employer Identification Number)
         
     
    2537 Research Boulevard, Suite 201
    Fort Collins, CO 80526
     
    (Address of Principal Executive Offices and zip code)
         
     
    (888) 613-8802
     
    (Registrant's Telephone Number, Including Area Code)
     
    Securities registered or to be registered pursuant to Section 12(b) of the Act:
     
    Title of each class
    Trading Symbol(s)
    Name of each exchange on which registered
    Common stock, par value $0.005
    CBLI
    NASDAQ Capital Market
     
    Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
     
    ☐         Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
     
    ☐         Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
     
    ☐         Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
     
    ☐         Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
     
     
    Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).                                                                
     
    Emerging growth company ☐
     
    If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
     


     
     
     

     
     
    Item 7.01      Regulation FD Disclosure.
     
    Cytocom, Inc. (the “Company”) is furnishing hereunder the presentation slides which management will be using during various meetings with investors beginning August 17, 2021. A copy of the presentation is attached hereto as Exhibit 99.1.
     
    The information included in this report pursuant to Item 7.01 of Form 8-K (including Exhibit 99.1) shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities under that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, except as shall be expressly set forth by specific reference.
     
     
    Item 9.01     Financial Statements and Exhibits
     
    (d)         Exhibits
     
    Exhibit Number
    Description
    99.1
    Investor Presentation, August 2021
    104 Cover Page Interactive Data File (embedded within the Inline XBRL document)
     
     
     

     
     
    SIGNATURE
     
    Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
     
     
    Cytocom, Inc.
    Date: August 17, 2021 
    By:
    /s/ Michael K. Handley
      Name: Michael K. Handley  
           
    Title:
    Chief Executive Officer
     
     
     
     
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