Cocrystal Pharma Inc. filed SEC Form 8-K: Submission of Matters to a Vote of Security Holders
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Item 5.07 Submission of Matters to a Vote of Security Holders.
On June 25, 2025, the 2025 Annual Meeting of Stockholders (the “2025 Annual Meeting”) of Cocrystal Pharma, Inc. (the “Company”) was held. At the 2025 Annual Meeting, the Company’s stockholders voted on (i) the election of six members of the Company’s Board of Directors for a one-year term expiring at the next annual meeting of stockholders (Proposal 1); (ii) ratification of the appointment of Weinberg & Company as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2025 (Proposal 2); (iii) approval of the Company’s 2025 Equity Incentive Plan (Proposal 3); and (iv) approval of an adjournment of the 2025 Annual Meeting to a later date or time, if necessary, to permit further solicitation and vote of proxies if there are not sufficient votes at the time of the Annual Meeting to approve any of the proposals presented for a vote at the 2025 Annual Meeting (Proposal 4), all as described in more detail in the Company’s definitive proxy statement filed with the Securities and Exchange Commission on May 5, 2025.
Set forth below are the voting results on each matter submitted to the stockholders at the 2025 Annual Meeting.
Proposal 1. The Company’s stockholders voted to elect the following six individuals as directors to hold office until the next annual meeting of stockholders:
| Nominee | Votes For | Abstentions | Broker Non-Votes | |||
| Dr. Roger Kornberg | 4,386,691 | 106,487 | 2,136,203 | |||
| Dr. Phillip Frost | 4,344,444 | 148,734 | 2,136,203 | |||
| Mr. Fred Hassan | 4,440,602 | 52,576 | 2,136,203 | |||
| Dr. Anthony Japour | 4,368,008 | 125,170 | 2,136,203 | |||
| Mr. Richard C. Pfenniger, Jr. | 4,330,382 | 162,795 | 2,136,203 | |||
| Mr. Steven Rubin | 3,954,490 | 538,688 | 2,136,203 |
Proposal 2. The Company’s stockholders voted to ratify the appointment of Weinberg & Company as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2025.
| Votes For | Votes Against | Abstentions | ||
| 6,166,964 | 452,222 | 10,193 |
Proposal 3. The Company’s stockholders voted to approve the Company’s 2025 Equity Incentive Plan.
| Votes For | Votes Against | Abstentions | ||
| 3,764,418 | 714,962 | 13,797 |
As there were sufficient votes to approve Proposals 1 through 3, Proposal 4 was moot.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Cocrystal Pharma, Inc. | ||
| Date: July 1, 2025 | By: | /s/ James Martin |
| Name: | James Martin | |
| Title: | Chief Financial Officer and Co-Chief Executive Officer | |