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    Diffusion Pharmaceuticals Inc. filed SEC Form 8-K: Other Events, Financial Statements and Exhibits

    1/5/24 4:05:35 PM ET
    $DFFN
    Biotechnology: Pharmaceutical Preparations
    Health Care
    Get the next $DFFN alert in real time by email
    crvo20240105_8k.htm
    false 0001053691 0001053691 2024-01-05 2024-01-05
     


     
    UNITED STATES
    SECURITIES AND EXCHANGE COMMISSION
    Washington, D.C. 20549
    ___________________________
     
    FORM 8-K
    ___________________________
     
    CURRENT REPORT
    Pursuant to Section 13 or 15(d)
    of The Securities Exchange Act of 1934
     
    January 5, 2024
    Date of Report (Date of earliest event reported)
    ___________________________
     
    CervoMed Inc.
    (Exact name of registrant as specified in its charter)
    ___________________________
     
    Delaware
     
    001-37942
     
    30-0645032
    (State or other jurisdiction
    of incorporation)
     
    (Commission
    File Number)
     
    (I.R.S. Employer
    Identification No.)
       
    20 Park Plaza, Suite 424
    Boston, Massachusetts
     
    02216
    (Address of principal executive offices)
     
    (Zip Code)
     
    Registrant’s telephone number, including area code: (617) 744-4400
     
    Not applicable
    (Former name or former address, if changed since last report)
    ___________________________
     
    Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
     
    ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
     
    ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
     
    ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
     
    ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
     
    Title of each class
     
    Trading
    Symbol(s)
     
    Name of each exchange
    on which registered
    Common Stock, $0.001 par value
     
    CRVO
     
    NASDAQ Capital Market
     
    Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
     
    Emerging growth company ☐
     
    If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
     


     
     

     
     
    Item 8.01         Other Events
     
    On January 5, 2024, CervoMed Inc. (the “Company”) issued a press release announcing that members of the Company’s senior management team will present at the Emerging Growth Conference 66 on Thursday, January 11, 2024 at 11:25 a.m. ET. A copy of the press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference.
     
    Item 9.01         Financial Statements and Exhibits
     
    (d)         Exhibits
     
    Exhibit No.
     
    Description
         
    99.1
     
    Press Release issued January 5, 2024
    104
     
    Cover Page Interactive Data File (embedded within the Inline XBRL document).
     
     

     
     
    SIGNATURES
     
    Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
     
    Date: January 5, 2024
    CervoMed Inc.
     
    By:         /s/ William Elder__________
    Name:    William Elder
    Title:       General Counsel
     
     
     
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