National Bank Holdings (NBHC) director Gupta gave up 693 shares at $37.49 to cover taxes or an exercise price
Director Gupta Alka withheld 693 shares at $37.49 for tax on restricted stock vesting; direct holdings now 3,283 shares.
Insider transactions reported
Alka Gupta (director at National Bank Holdings Corporation, NBHC) reported that they gave up 693 shares at $37.49 to cover taxes or an exercise price on Nov 3, 2026. After these transactions the filing shows 3,283 shares held directly.
- Reporting person
- Gupta Alka
| Date | Type | Security | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| Nov 3, 2026 | Shares withheld for taxes or exercise price (F) | Common Stock1, 2 | -693 | $37.49 | $26K | 3,283 direct |
Holdings before and after
- Common Stock: 3,976 to 3,283 direct
Other positions listed
- Common Stock: 8,987 indirect, The Gupta Rastogi Family Trust
Footnotes from the filing
- 1. Represents shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted to the reporting person on 5/7/2026.
- 2. Reflects the transfer of 930 shares of common stock from direct ownership into the reporting person's revocable trust. As this transaction effects only a change in the form of beneficial ownership without changing the reporting person's pecuniary interest in the shares of common stock, it is exempt from section 16 pursuant to Rule 16a-13.
Transaction codes in this filing
- Shares withheld for taxes or exercise price:
- Code F marks shares handed back or withheld to pay taxes or an exercise price. No sale happens in the market.
FAQ
What did Gupta report in this NBHC Form 4?
Alka Gupta (director at National Bank Holdings Corporation, NBHC) reported that they gave up 693 shares at $37.49 to cover taxes or an exercise price on Nov 3, 2026. After these transactions the filing shows 3,283 shares held directly.
How many NBHC shares does Gupta hold after this filing?
The filing shows 3,283 shares held directly after the reported transactions. Form 4 reports only the positions it lists, so this may not be every holding.
What does transaction code F mean on an SEC Form 4?
Code F marks shares handed back or withheld to pay taxes or an exercise price. No sale happens in the market.
Historical context for NBHC
Across the 22 sessions after earlier NBHC headlines, the stock closed higher 10 times and lower 12 times, with a median move of 1.2% in either direction. This shows timing only: many things move a stock in a session, and these figures do not show that any headline caused a move.
| Session | Earlier headline | NBHC | SPY |
|---|---|---|---|
| Nov 4, 2026 | National Bank Holdings Corporation Announces Increase to Quarterly Dividend | +1.9% | +1.7% |
| Oct 28, 2026 | National Bank Holdings Corporation Announces Third Quarter 2026 Financial Results | -3.8% | +0.3% |
| Oct 7, 2026 | National Bank Holdings Corporation Announces Date for 2026 Third Quarter Earnings Release | -1.5% | -0.2% |
| Aug 6, 2026 | National Bank downgraded by Stephens with a new price target | -0.9% | -0.2% |
| Aug 5, 2026 | National Bank Holdings Corporation Announces Quarterly Dividend | -0.5% | -0.2% |
| Jul 22, 2026 | National Bank Holdings Corporation Announces Second Quarter 2026 Financial Results | -4.3% | -0.1% |
Earlier insider filings at NBHC
- Nov 5, 2026Director Zeile Art covered exercise/tax liability with 652 shares, decreasing direct ownership by 4% to 15,164 units (SEC Form 4)
- Nov 5, 2026Director Spring Maria F covered exercise/tax liability with 583 shares, decreasing direct ownership by 2% to 35,581 units (SEC Form 4)
- Nov 5, 2026Director Sobers Patrick G. covered exercise/tax liability with 551 shares, decreasing direct ownership by 7% to 7,342 units (SEC Form 4)
- Nov 5, 2026Director Doyle Robin Ann covered exercise/tax liability with 630 shares, decreasing direct ownership by 8% to 7,090 units (SEC Form 4)
- Nov 5, 2026Director Joseph Fred J. covered exercise/tax liability with 652 shares, decreasing direct ownership by 2% to 26,066 units (SEC Form 4)
- Market cap
- 30-day
- Sector
- Finance
- Industry
- Major Banks
- Listed since
- 2012
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