Director Jain Manoj was granted 6,637 shares, increasing direct ownership by 3% to 264,419 units (SEC Form 4)

$NOTE
Business Services
Consumer Discretionary
Get the next $NOTE alert in real time by email
SEC FORM 4 SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
  
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Jain Manoj

(Last) (First) (Middle)
C/O FISCALNOTE HOLDINGS, INC.
1201 PENNSYLVANIA AVE NW, 6TH FL

(Street)
WASHINGTON DC 20004

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
FiscalNote Holdings, Inc. [ NOTE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
03/03/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 03/03/2025 A 6,637(1) A $0 264,419 D
Class A Common Stock 606,250 I By Duddell Street Holdings Limited(2)
Class A Common Stock 3,450,320 I By Maso Capital Investments Limited(3)(4)
Class A Common Stock 17,854,774 I By Blackwell Partners LLC - Series A(4)(5)
Class A Common Stock 7,002,387 I By Star V Partners LLC(4)(6)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
Jain Manoj

(Last) (First) (Middle)
C/O FISCALNOTE HOLDINGS, INC.
1201 PENNSYLVANIA AVE NW, 6TH FL

(Street)
WASHINGTON DC 20004

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
X Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Duddell Street Holdings Ltd

(Last) (First) (Middle)
C/O MASO CAPITAL PARTNERS LIMITED
8/F PRINTING HOUSE, 6 DUDDELL STREET

(Street)
HONG KONG K3 00000

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
MASO CAPITAL PARTNERS Ltd

(Last) (First) (Middle)
8/F PRINTING HOUSE, 6 DUDDELL STREET

(Street)
HONG KONG K3 00000

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Maso Capital Investments Ltd

(Last) (First) (Middle)
C/O MASO CAPITAL PARTNERS LIMITED
8/F PRINTING HOUSE, 6 DUDDELL STREET

(Street)
HONG KONG K3 00000

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
BLACKWELL PARTNERS LLC - SERIES A

(Last) (First) (Middle)
280 SOUTH MANGUM STREET, SUITE 210

(Street)
DURHAM NC 27701

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Star V Partners LLC

(Last) (First) (Middle)
2100 WEST END AVE, SUITE 1000

(Street)
NASHVILLE TN 37203

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Khurana Sohit

(Last) (First) (Middle)
C/O MASO CAPITAL PARTNERS LIMITED
8/F PRINTING HOUSE, 6 DUDDELL STREET

(Street)
HONG KONG K3 00000

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
Explanation of Responses:
1. These shares of Class A Common Stock were granted to the reporting person as compensation for the reporting person's service as a non-management director of the Issuer in lieu of a quarterly cash retainer.
2. The shares are held of record by Duddell Street Holdings Limited ("Duddell"), a Cayman Islands limited liability company. Maso Capital Offshore Limited ("Maso"), a Cayman Islands limited liability company, is the sole member and manager of Duddell. Maso is beneficially owned and controlled by Manoj Jain, Sohit Khurana and Allan Finnerty.
3. These shares are held of record by Maso Capital Investments Limited ("MCIL"). Maso Capital Partners Limited ("MCPL"), a Hong Kong limited liability company, is the investment manager of MCIL and has sole voting and investment power with respect to the shares held by MCIL.
4. MCPL is beneficially owned and controlled by Manoj Jain and Sohit Khurana, each of whom may be deemed to have beneficial ownership over these shares. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.
5. These shares are held of record by Blackwell Partners LLC - Series A ("BPL"). MCPL is the investment manager of BPL and has sole voting and investment power with respect to the shares held by BPL.
6. These shares are held of record by Star V Partners LLC ("SVPL"). MCPL is the investment manager of SVPL and has sole voting and investment power with respect to the shares held by SVPL.
/s/ Todd Aman, Attorney-in-Fact 03/18/2025
Duddell Street Holdings Limited, by: /s/ Todd Aman, Attorney-in-Fact 03/18/2025
Maso Capital Partners Limited, by: /s/ Todd Aman, Attorney-in-Fact 03/18/2025
Maso Capital Investments Limited, by: /s/ Todd Aman, Attorney-in-Fact 03/18/2025
Blackwell Partners LLC - Series A, by: /s/ Todd Aman, Attorney-in-Fact 03/18/2025
Star V Partners LLC, by: /s/ Todd Aman, Attorney-in-Fact 03/18/2025
/s/ Sohit Khurana 03/18/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
Get the next $NOTE alert in real time by email

Chat with this insight

Save time and jump to the most important pieces.

Recent Analyst Ratings for
$NOTE

DatePrice TargetRatingAnalyst
11/15/2023Buy → Neutral
BTIG Research
7/26/2023$5.00Buy
B. Riley Securities
6/21/2023$4.75Buy
ROTH MKM
11/14/2022Buy → Neutral
DA Davidson
8/30/2022$14.00Buy
BTIG Research
8/3/2022$8.50Buy
DA Davidson
More analyst ratings

$NOTE
Press Releases

Fastest customizable press release news feed in the world

See more
  • FiscalNote Expands Policy Intelligence Capabilities of PolicyNote Platform; Launches AI-Powered Presidential Actions Widget

    New Feature Delivers Near Real-Time Monitoring and AI-Driven Analysis in Centralized PolicyNote Dashboard, Empowering Organizations to Stay Ahead of Fast-Moving White House Actions with Speed, Efficiency, and Confidence FiscalNote (NYSE:NOTE), the leading provider of AI-driven policy and regulatory intelligence solutions, today announced the launch of its Presidential Actions widget, an advanced new feature within its PolicyNote platform. This latest innovation strengthens FiscalNote's position as a trusted market leader as well as its commitment to product-led growth by delivering near real-time tracking and AI-driven insights into Executive Orders, Proclamations, Memorandums, and Fact Sh

    $NOTE
    Business Services
    Consumer Discretionary
  • FiscalNote Reports Fourth Quarter and Full Year 2024 Financial Results

    Exceeds Both Revenue and Adjusted EBITDA Forecasts for Both Fourth Quarter and Full Year 2024 Achieves First Full Year of Positive Adjusted EBITDA Driven by Margin Improvement of 1400 Basis Points Year-Over-Year Recently Announced Non-Core Divestiture Expected to Close by Month End, Drives Incremental Operating Efficiencies, Increases Profitability, and Further Deleverages Balance Sheet FY25 Guidance Reflects a Durable Core Business, Further Efficiency Initiatives and Sunset Product Lines; Expects Adjusted EBITDA Margins to Double on a Pro Forma Basis and Accelerate Path Towards Positive Free Cash Flow Board of Directors Continues to Review All Strategic Options Available to the Company

    $NOTE
    Business Services
    Consumer Discretionary
  • FiscalNote to Report Fourth Quarter and Full Year 2024 Financial Results & Host Conference Call on March 13, 2025

    FiscalNote Holdings, Inc. (NYSE:NOTE) ("FiscalNote"), a leading AI-driven enterprise SaaS technology provider of policy and global intelligence, today announced it will report financial results for the Fourth Quarter and Full Year 2024 ended December 31, 2024 on Thursday, March 13, 2025 immediately following market close. The Company will also conduct a related conference call at 5:00 p.m. ET (U.S.) on that same day. Information regarding how to participate in the conference call is provided below. Conference Call Information: LIVE Via Phone For the U.S. or Canada, dial 1 (800) 715-9871; for International, dial (646) 307-1963 - enter conference ID 7871199. Via Webcast Visit the Investor

    $NOTE
    Business Services
    Consumer Discretionary

$NOTE
Analyst Ratings

Analyst ratings in real time. Analyst ratings have a very high impact on the underlying stock. See them live in this feed.

See more

$NOTE
Insider Purchases

Insider purchases reveal critical bullish sentiment about the company from key stakeholders. See them live in this feed.

See more

$NOTE
Insider Trading

Insider transactions reveal critical sentiment about the company from key stakeholders. See them live in this feed.

See more

$NOTE
SEC Filings

See more

$NOTE
Leadership Updates

Live Leadership Updates

See more
  • FiscalNote Announces Can Babaoglu as Chief Product Officer to Accelerate AI-Powered Product Innovation, Customer Engagement, and Product-Led Growth

    FiscalNote Holdings, Inc. (NYSE:NOTE) ("FiscalNote"), a leading AI-driven enterprise SaaS technology provider of policy and global intelligence, today announced the appointment of Can Babaoglu as Chief Product Officer, effective immediately. Babaoglu will report directly to Josh Resnik, FiscalNote's President & Chief Operating Officer. Babaoglu brings almost two decades of product development, product management, and product-led growth experience to his new role as a member of FiscalNote's senior leadership team. He will lead the conceptualization, development, and growth of dynamic software-as-a-service ("SaaS") products and AI copilots for the Company's global customers who depend on Fis

    $NOTE
    Business Services
    Consumer Discretionary
  • FiscalNote to Showcase Its Next Stage of AI Leadership and Product Innovation at "AI Product Day" on Thursday, June 27

    FiscalNote Holdings, Inc. (NYSE:NOTE) ("FiscalNote"), a leading AI-driven enterprise SaaS technology provider of global policy and market intelligence, is hosting "AI Product Day 2024" beginning at 10:00 a.m. ET (U.S.) on Thursday, June 27, 2024 - an event to showcase existing and future AI-powered products and the Company's accelerated product roadmap and strategy for 2024 and beyond. Current and prospective customers, shareholders, and all stakeholders are invited to join and participate in this event. Featured products at the Company's AI Product Day will include: FiscalNote Global Intelligence Copilot, FiscalNote Risk Connector, FiscalNote StressLens, VoterVoice, EU Issue Tracker, a

    $NOTE
    Business Services
    Consumer Discretionary
  • Fiscalnote Appoints Will Wilkinson as General Manager, Geopolitical & Market Intelligence

    Prior Roles Include Senior Leadership Positions Demonstrating Revenue Growth, Tech Innovation, and Product Development on Behalf of the World's Most Important Decision Makers FiscalNote Holdings, Inc. (NYSE:NOTE) ("FiscalNote"), a leading AI-driven enterprise Software-as-a-Service ("SaaS") technology provider of global policy and market intelligence, today announced the appointment of Will Wilkinson as General Manager, Geopolitical & Market Intelligence, which includes oversight and leadership of the business's industry-leading solutions, including FrontierView, Oxford Analytica, and Predata. Wilkinson brings more than two decades of senior, international business management experience to

    $NOTE
    Business Services
    Consumer Discretionary

$NOTE
Financials

Live finance-specific insights

See more
  • FiscalNote Reports Fourth Quarter and Full Year 2024 Financial Results

    Exceeds Both Revenue and Adjusted EBITDA Forecasts for Both Fourth Quarter and Full Year 2024 Achieves First Full Year of Positive Adjusted EBITDA Driven by Margin Improvement of 1400 Basis Points Year-Over-Year Recently Announced Non-Core Divestiture Expected to Close by Month End, Drives Incremental Operating Efficiencies, Increases Profitability, and Further Deleverages Balance Sheet FY25 Guidance Reflects a Durable Core Business, Further Efficiency Initiatives and Sunset Product Lines; Expects Adjusted EBITDA Margins to Double on a Pro Forma Basis and Accelerate Path Towards Positive Free Cash Flow Board of Directors Continues to Review All Strategic Options Available to the Company

    $NOTE
    Business Services
    Consumer Discretionary
  • FiscalNote to Report Fourth Quarter and Full Year 2024 Financial Results & Host Conference Call on March 13, 2025

    FiscalNote Holdings, Inc. (NYSE:NOTE) ("FiscalNote"), a leading AI-driven enterprise SaaS technology provider of policy and global intelligence, today announced it will report financial results for the Fourth Quarter and Full Year 2024 ended December 31, 2024 on Thursday, March 13, 2025 immediately following market close. The Company will also conduct a related conference call at 5:00 p.m. ET (U.S.) on that same day. Information regarding how to participate in the conference call is provided below. Conference Call Information: LIVE Via Phone For the U.S. or Canada, dial 1 (800) 715-9871; for International, dial (646) 307-1963 - enter conference ID 7871199. Via Webcast Visit the Investor

    $NOTE
    Business Services
    Consumer Discretionary
  • FiscalNote Reports Third Quarter 2024 Financial Results

    Exceeds Forecast and Raises Adjusted EBITDA For the Full Year Continues to Deleverage Balance Sheet, Simplify and Reduce Complexity of Product Portfolio to Improve Customer Experience and Retention Rates, and Increase Operating Efficiency and Profitability Announces Leadership Succession Plan to Drive Next Phase of Growth Reports Q3 2024 total revenues of $29.4 million and adjusted EBITDA of $3.4 million(1), both exceeding previously provided forecast Records fifth consecutive quarter of positive adjusted EBITDA Raises full year 2024 adjusted EBITDA to approximately $9 million, from approximately $8 million, driven by increased focus on profitability, and revises full year 2024

    $NOTE
    Business Services
    Consumer Discretionary

$NOTE
Large Ownership Changes

This live feed shows all institutional transactions in real time.

See more