Director Samueli Henry gifted 192,024 shares and sold $125,737,538 worth of shares (473,898 units at $265.33) (SEC Form 4)
$AVGO
Semiconductors
Technology
| FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | |||||||||||||||||
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Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. | ||||||||||||||||
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
Broadcom Inc. [ AVGO ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 06/25/2025 | ||||||||||||||||||||||||||
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4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
| Code | V | Amount | (A) or (D) | Price | ||||||
| Common Stock, $0.001 par value | 06/25/2025 | S(1) | 153,812 | D | $264.16(2) | 38,508,661 | I | See Footnote(10) | ||
| Common Stock, $0.001 par value | 06/25/2025 | S(1) | 162,917 | D | $264.74(3) | 38,345,744 | I | See Footnote(10) | ||
| Common Stock, $0.001 par value | 06/25/2025 | S(1) | 42,141 | D | $265.92(4) | 38,303,603 | I | See Footnote(10) | ||
| Common Stock, $0.001 par value | 06/25/2025 | S(1) | 58,671 | D | $266.92(5) | 38,244,932 | I | See Footnote(10) | ||
| Common Stock, $0.001 par value | 06/25/2025 | S(1) | 43,879 | D | $267.83(6) | 38,201,053 | I | See Footnote(10) | ||
| Common Stock, $0.001 par value | 06/25/2025 | S(1) | 9,615 | D | $268.88(7) | 38,191,438 | I | See Footnote(10) | ||
| Common Stock, $0.001 par value | 06/25/2025 | S(1) | 2,863 | D | $269.62(8) | 38,188,575 | I | See Footnote(10) | ||
| Common Stock, $0.001 par value | 06/25/2025 | G(1) | 97,244 | D | $0 | 38,091,331 | I | See Footnote(10) | ||
| Common Stock, $0.001 par value | 06/25/2025 | G(1) | 94,780 | D | $0 | 31,479,210 | I | See Footnote(11) | ||
| Common Stock, $0.001 par value | 3,492(9) | D | ||||||||
| Common Stock, $0.001 par value | 12,272,030 | I | See Footnote(12) | |||||||
| Common Stock, $0.001 par value | 4,596,900 | I | See Footnote(13) | |||||||
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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| 1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Explanation of Responses: |
| 1. The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 18, 2024 by the Reporting Person. |
| 2. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $263.43 to $264.42 inclusive. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected within the ranges set forth in footnotes 2 to 8. |
| 3. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $264.43 to $265.42 inclusive. |
| 4. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $265.43 to $266.42 inclusive. |
| 5. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $266.43 to $267.42 inclusive. |
| 6. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $267.43 to $268.42 inclusive. |
| 7. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $268.43 to $269.42 inclusive. |
| 8. The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $269.43 to $269.73 inclusive. |
| 9. Includes 1,602 RSUs. |
| 10. Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
| 11. Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
| 12. Directly held by E95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
| 13. Directly held by H&S Portfolio II, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
| /s/ Michael J. Sorrow, Attorney-in-Fact for Henry Samueli | 06/27/2025 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||