Dominari Holdings Inc. filed SEC Form 8-K: Regulation FD Disclosure, Financial Statements and Exhibits
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Item 7.01 Regulation FD Disclosure.
On August 13, 2024, Dominari Holdings Inc. (the “Company”), a Delaware corporation, issued a press release announcing that its wholly-owned subsidiary, Dominari Securities LLC (“Dominari Securities”) has been approved as a Limited Underwriting Member of the Nasdaq Stock Market. This approval enables Dominari Securities to act as a principal underwriter under Nasdaq Listing Rule 5210(m).
A copy of the press release is furnished as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference.
Item 9.01. Financial Statements and Exhibits.
| (d) | Exhibits |
| Exhibit | Description | |
| 99.1 | Press Release, dated August 13, 2024 | |
| 104 | Cover Page Interactive Data File (formatted as Inline XBRL) |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Dated: August 14, 2024 | DOMINARI HOLDINGS INC. | |
| By: |
/s/ Anthony Hayes | |
| Name: | Anthony Hayes | |
| Title: | Chief Executive Officer | |
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