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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
___________
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): January 7, 2025
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DYNEX CAPITAL, INC.
(Exact name of registrant as specified in its charter)
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Virginia | 001-09819 | 52-1549373 |
(State or other jurisdiction of incorporation) | (Commission File Number) | (IRS Employer Identification No.) |
4991 Lake Brook Drive, Suite 100 | | |
Glen Allen, Virginia | | 23060-9245 |
(Address of principal executive offices) | | (Zip Code) |
| | | | (804) | 217-5800 | |
(Registrant’s telephone number, including area code) |
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
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Securities registered pursuant to Section 12(b) of the Act: | | |
Title of each class | | Trading Symbol(s) | | Name of each exchange on which registered |
Common Stock, par value $0.01 per share | | DX | | New York Stock Exchange |
6.900% Series C Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock, par value $0.01 per share | | DXPRC | | New York Stock Exchange |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o
Item 7.01 Regulation FD Disclosure.
On January 6, 2025, Byron L. Boston, the Co-Chief Executive Officer and Chairman of the Board of Directors of Dynex Capital, Inc. (the “Company”), posted content on his personal LinkedIn account that included certain financial metrics relating to the Company (the amount of the Company’s total capital and total assets), which were inadvertently included in error. The information provided was a misstatement of previously reported metrics and was not a release of information regarding the Company’s results of operations or financial condition for the recently completed fiscal year. Mr. Boston has since removed this incorrect information from his posted content. We note that his personal LinkedIn is not identified as one of the Company’s methods of conveying Regulation FD communications.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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| | DYNEX CAPITAL, INC. |
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Date: | January 7, 2025 | By: | /s/ Robert S. Colligan |
| | | Robert S. Colligan |
| | | Chief Financial Officer, Chief Operating Officer, and Secretary |
| | | (Principal Financial Officer) |