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    Eli Lilly and Company filed SEC Form 8-K: Leadership Update

    7/10/24 8:40:20 AM ET
    $LLY
    Biotechnology: Pharmaceutical Preparations
    Health Care
    Get the next $LLY alert in real time by email
    lly-20240705
    0000059478false00000594782024-07-052024-07-050000059478us-gaap:CommonClassAMember2024-07-052024-07-050000059478lly:A718NotesDueJune12025Member2024-07-052024-07-050000059478lly:A1.625NotesDueJune22026Member2024-07-052024-07-050000059478lly:A2.125NotesDueJune32030Member2024-07-052024-07-050000059478lly:A625Notesdue2031Member2024-07-052024-07-050000059478lly:A500NotesDue2033Member2024-07-052024-07-050000059478lly:A6.77NotesDueJanuary12036Member2024-07-052024-07-050000059478lly:A1625NotesDue2043Member2024-07-052024-07-050000059478lly:A1.700Notesdue2049Member2024-07-052024-07-050000059478lly:A1125NotesDue2051Member2024-07-052024-07-050000059478lly:A1375NotesDue2061Member2024-07-052024-07-05

     
    UNITED STATES
    SECURITIES AND EXCHANGE COMMISSION
    Washington, D.C. 20549
    FORM 8-K 
    CURRENT REPORT
    Pursuant to Section 13 or 15(d)
    of the Securities Exchange Act of 1934
    Date of Report (Date of Earliest Event Reported): July 5, 2024
    ELI LILLY AND COMPANY
    (Exact Name of Registrant as Specified in its Charter) 
    Indiana 001-06351 35-0470950
    (State or Other Jurisdiction
    of Incorporation)
     (Commission
    File Number)
     (I.R.S. Employer
    Identification No.)
      


    Lilly Corporate Center
    Indianapolis,Indiana46285
    (Address of Principal Executive Offices)(Zip Code)
    Registrant’s Telephone Number, Including Area Code: (317) 276-2000

    Not Applicable
    (Former Name or Former Address, if Changed Since Last Report.) 
    Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2.):
    ☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
    ☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
    ☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
    ☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))




    Securities registered pursuant to Section 12(b) of the Act:

    Title of each classTrading Symbol(s)Name of each exchange on which registered
    Common Stock (no par value)LLYNew York Stock Exchange
    7 1/8% Notes due 2025LLY25New York Stock Exchange
    1.625% Notes due 2026LLY26New York Stock Exchange
    2.125% Notes due 2030LLY30New York Stock Exchange
    0.625% Notes due 2031LLY31New York Stock Exchange
    0.500% Notes due 2033LLY33New York Stock Exchange
    6.77% Notes due 2036LLY36New York Stock Exchange
    1.625% Notes due 2043LLY43New York Stock Exchange
    1.700% Notes due 2049LLY49ANew York Stock Exchange
    1.125% Notes due 2051LLY51New York Stock Exchange
    1.375% Notes due 2061LLY61New York Stock Exchange
    Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
    Emerging growth company ☐


    If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐







    Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.


    On June 5, 2024, Eli Lilly and Company (the “Company”) announced that Anat Ashkenazi resigned as executive vice president and chief financial officer of the Company to pursue another career opportunity outside of the pharmaceutical industry. Effective July 15, 2024, Gordon Brooks, age 55, group vice president, controller and corporate strategy, of the Company, will assume the role of interim chief financial officer of the Company.

    During his 29-year career with the Company, Mr. Brooks has held various leadership roles across the Company’s finance organization, including as senior vice president, chief procurement officer, from February 2019 to March 2024, prior to becoming the group vice president, controller and corporate strategy. Previous finance leadership roles held by Mr. Brooks include chief financial officer for Lilly U.S. Bio-Medicines, chief financial officer of manufacturing and quality, leader of the Company’s corporate finance investment banking group, and general auditor.

    There are no arrangements or understandings between Mr. Brooks and any person pursuant to which Mr. Brooks was selected as an officer. There is no family relationship between Mr. Brooks and any director or executive officer of the Company, and Mr. Brooks is not a party to any transaction subject to Item 404(a) of Regulation S-K involving the Company or any of its subsidiaries.

    Ms. Ashkenazi will remain at the Company through the end of July 2024 to facilitate the transition of her responsibilities.







    SIGNATURES

    Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
    ELI LILLY AND COMPANY
    (Registrant)
    By:/s/ Anat Hakim
    Name:Anat Hakim
    Title:Executive Vice President, General Counsel and
    Secretary
    Date: July 10, 2024

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