Elicio Therapeutics Inc. filed SEC Form 8-K: Submission of Matters to a Vote of Security Holders
$ELTX
Biotechnology: Pharmaceutical Preparations
Health Care
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date of Report (date of earliest event reported): November 21, 2024
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Item 5.07. Submission of Matters to a Vote of Security Holders.
On November 21, 2024, Elicio Therapeutics, Inc. (the “Company”) held its 2024 annual meeting of stockholders (the “Annual Meeting”). At the Annual Meeting, the stockholders of the Company considered and voted on three proposals, each of which was described in detail in the Company’s definitive proxy statement on Schedule 14A, filed with the Securities and Exchange Commission on September 27, 2024 (the “Proxy Statement”). 7,452,994 shares of Common Stock voted, representing 69.17% of the voting power of all shares entitled to vote at the Annual Meeting, which represented a quorum for the Annual Meeting.
At the Annual Meeting, the stockholders voted on proposals to: (1) elect three directors to hold office for three-year terms, (2) ratify the appointment of Baker Tilly US, LLP, as the Company’s independent registered public accounting firm for the fiscal year ending 2024, and (3) approve, for purposes of complying with Nasdaq Listing Rule 5635(b), the issuance of shares of common stock issuable upon the exercise of certain warrants and conversion of that certain convertible note, as further detailed in the Proxy Statement.
Set forth below are the final voting results for each proposal submitted to a vote of the stockholders at the Annual Meeting. More information on the proposals can be found in the Proxy Statement.
Proposal 1: To elect three nominees to serve as the Company’s Class I Directors to hold office for a three-year term or until their respective successors are elected and qualified.
| Nominee | For | Against | Abstain | Broker Non-Votes | ||||||||||
| Robert Connelly | 6,248,397 | 103,851 | 15,167 | 1,085,579 | ||||||||||
| Yekaterina (Katie) Chudnovsky | 6,233,264 | 118,343 | 15,706 | 1,085,681 | ||||||||||
| Allen R. Nissenson, M.D. | 6,249,739 | 102,488 | 15,086 | 1,085,681 | ||||||||||
Proposal 2: To ratify the appointment of Baker Tilly US, LLP as the Company's independent registered public accounting firm for the fiscal year ending 2024.
| For | Against | Abstain | Broker Non-Votes | ||||||||
| 7,434,248 | 1,188 | 17,558 | 0 | ||||||||
Proposal 3: To approve, for purposes of complying with Nasdaq Listing Rule 5635(b), the issuance of shares of common stock issuable upon the exercise of certain warrants and conversion of that certain convertible note.
| For | Against | Abstain | Broker Non-Votes | ||||||||
| 6,269,593 | 81,508 | 16,130 | 1,085,763 | ||||||||
Each of the director nominees and proposals received the necessary votes in favor to be adopted by the Company’s stockholders at the Annual Meeting.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Elicio Therapeutics, Inc. | |||||||||||||||||
| By: | /s/ ROBERT CONNELLY | ||||||||||||||||
Date: November 21, 2024 | Robert Connelly President and Chief Executive Officer (Principal Executive Officer, Principal Financial Officer, and Principal Accounting Officer) | ||||||||||||||||