Energy Vault Holdings Inc. filed SEC Form 8-K: Submission of Matters to a Vote of Security Holders, Financial Statements and Exhibits (Amendment)
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K/A
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): May 24, 2024
(Exact name of registrant as specified in its charter)
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Registrant’s telephone number, including area code: (805 ) 852-0000
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
Securities registered pursuant to Section 12(b) of the Act:
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
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Explanatory Note
This Current Report on Form 8-K/A is being filed by Energy Vault Holdings, Inc. (the “Company”) as an amendment (the “Amendment”) to the Current Report on Form 8-K that the Company filed with the Securities and Exchange Commission on May 24, 2024 to announce the preliminary results of the Annual Meeting of Stockholders. This Amendment is being filed to disclose the final voting results received from the independent inspector of election for the Annual Meeting of Stockholders.
Item 5.07 Submission of Matters to a Vote of Security Holders
On May 24, 2024, the “Company held its Annual Meeting of Stockholders. The matters voted upon at the meeting and the final results of those votes, as informed on May 28, 2024 by the independent inspector of election of the Annual Meeting of Stockholders, were as follows:
Proposal 1 - Election of Class III Directors
| Votes For | Votes Withheld | Broker Non-Votes | |||||||||||||||
| Robert Piconi | 57,922,906 | 3,283,795 | 24,866,123 | ||||||||||||||
| Bill Gross | 57,516,330 | 3,690,371 | 24,866,123 | ||||||||||||||
Proposal 2 - Ratification of the appointment of BDO USA, LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2024
| Votes For | Votes Against | Votes Abstaining | Broker Non-Votes | |||||||||||||||||
| 85,261,700 | 745,081 | 66,043 | — | |||||||||||||||||
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits:
| Exhibit No. | Description | |||||||
104 | Cover page from this Current Report on Form 8-K, formatted in Inline XBRL | |||||||
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| ENERGY VAULT HOLDINGS, INC. | ||||||||
Date: May 28, 2024 | By: | /s/ Josh McMorrow | ||||||
| Name: Josh McMorrow | ||||||||
| Chief Legal Officer | ||||||||