Ernexa Therapeutics Inc. filed SEC Form 8-K: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Submission of Matters to a Vote of Security Holders, Financial Statements and Exhibits
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| Item 5.03 | Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year |
Effective June 2, 2025, Ernexa Therapeutics Inc. (the “Company”), filed a certificate of amendment to the Company’s Restated Certificate of Incorporation, as amended (the “Amended COI”) with the Secretary of State of Delaware to increase the authorized shares of its common stock from 100,000,000 to 150,000,000.
Additionally, effectively June 2, 2025, the Company filed a certificate of amendment to its Amended COI with the Secretary of State of Delaware to allow for action required or permitted to be taken by stockholders of the Company to be effected by written consent of such stockholders in addition to duly called annual or special meetings of such stockholders.
| Item 5.07 | Submission of Matters to a Vote of Security Holders. |
On June 2, 2025, the Company held its 2025 Annual Meeting of Stockholders (the “Annual Meeting”). The final voting results for the proposals submitted to a vote of the Company’s stockholders at the Annual Meeting are as follows:
Proposal 1: Each of the director nominees identified below were elected to the Board of Directors of the Company to hold office until the Company’s 2026 Annual Meeting of Stockholders or until their respective successors are elected and qualified, by the votes set forth below.
| Votes | Votes | Broker | ||||
| Director | For | Withheld | Non-Votes | |||
| James Bristol | 51,300,570 | 159,915 | 3,019,528 | |||
| Peter Cicala | 51,295,312 | 165,173 | 3,019,528 | |||
| Sanjeev Luther | 51,319,468 | 141,017 | 3,019,528 | |||
| Elena Ratner | 51,300,842 | 159,643 | 3,019,528 | |||
| William Wexler | 51,299,043 | 161,442 | 3,019,528 |
Proposal 2: The Company’s stockholders ratified, by the votes set forth below, the appointment of Grant Thornton LLP as the Company’s independent registered public accounting firm for the 2025 fiscal year.
| Votes | Votes | |||
| For | Against | Abstentions | ||
| 54,086,486 | 299,159 | 94,368 |
Proposal 3: The Company’s stockholders approved a non-binding advisory resolution regarding the compensation of our named executive officers, by the votes set forth below.
| Votes | Votes | Broker | ||||
| For | Against | Abstentions | Non-Votes | |||
| 51,173,104 | 244,992 | 42,389 | 3,019,528 |
Proposal 4: The Company’s stockholders approved, on a non-binding advisory basis, three years as the frequency of future voting on the non-binding advisory vote regarding the compensation of our named executive officers, by the votes set forth below.
| Broker | ||||||||
| 1 Year | 2 Years | 3 Years | Abstain | Non-Votes | ||||
| 845,452 | 3,563,320 | 46,931,307 | 120,406 | 3,019,528 |
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Proposal 5: The Company’s stockholders approved, by the votes set forth below, an amendment to its Restated Certificate of Incorporation, as amended (the “Restated Certificate”) to effect a reverse stock split (the “Reverse Stock Split”) with respect to the Company’s issued and outstanding common stock, at a ratio of 1-for-10 to 1-for-15 (the “Range”), with the ratio at which the Reverse Stock Split would be effected to be a ratio within the Range to be determined at the discretion of our Board of Directors.
| Votes | Votes | |||
| For | Against | Abstentions | ||
| 53,634,039 | 839,487 | 6,487 |
Proposal 6: The Company’s stockholders approved, by the votes set forth below, an amendment to its Restated Certificate to allow for action required or permitted to be taken by stockholders of the Company to be effected by written consent of such stockholders in addition to duly called annual or special meetings of such stockholders.
| Votes | Votes | Broker | ||||
| For | Against | Abstentions | Non-Votes | |||
| 50,998,470 | 415,675 | 46,340 | 3,019,528 |
Proposal 7: The Company’s stockholders approved, by the votes set forth below, approved an amendment to its Restated Certificate to increase the Company’s authorized shares of common stock from 100,000,000 to 150,000,000.
| Votes | Votes | |||
| For | Against | Abstentions | ||
| 53,849,179 | 603,119 | 27,715 |
Proposal 8: The Company’s stockholders approved, for purposes of complying with Nasdaq Listing Rule 5635(d), the potential issuance and sale of more than 20% of the Company’s issued and outstanding common stock, pursuant to its securities purchase agreement, dated March 31, 2025, with certain investors, by the votes set forth below.
| Votes | Votes | Broker | ||||
| For | Against | Abstentions | Non-Votes | |||
| 41,150,214 | 362,530 | 13,725 | 3,019,528 |
No other matters were considered or voted upon at the Annual Meeting.
| Item 9.01 | Financial Statements and Exhibits. |
(d) Exhibits
| Exhibit No. | Description | |
| 3.1 | Certificate of Amendment to the Company’s Restated Certificate of Incorporation, filed June 2, 2025 (Authorized Shares). | |
| 3.2 | Certificate of Amendment to the Company’s Restated Certificate of Incorporation, filed June 2, 2025 (Written Consent). | |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) |
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.
| Ernexa Therapeutics Inc. | ||
| Dated: June 2, 2025 | By: | /s/ Sanjeev Luther |
Sanjeev Luther President and Chief Executive Officer | ||
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