FFBW Inc. filed SEC Form 8-K: Leadership Update, Financial Statements and Exhibits
$FFBW
Major Banks
Finance
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): November 16, 2022
(Exact Name of Registrant as Specified in Charter)
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(State or Other Jurisdiction of Incorporation)
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(Commission File No.)
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(I.R.S. Employer Identification No.)
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(Address of Principal Executive Offices)
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(Zip Code)
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Registrant's telephone number, including area code:
(262 ) 542-4448
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the
following provisions (see General Instruction A.2. below):
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the Act:
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Title of each class
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Trading
Symbol(s)
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Name of each exchange on which registered
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Indicate by check mark whether the registrant is an emerging growth company as
defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☒
If an emerging growth company, indicate by check mark if the registrant has
elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On November 16, 2022, First Federal Bank of Wisconsin (the “Bank”), the wholly owned subsidiary of FFBW, Inc., approved and adopted
amendments (the “Amendments”) to the employment agreements for each of Edward H. Schaefer, President and Chief Executive Officer, and Steven L. Wierschem, Chief Financial Officer. The Amendments change the renewal date of the term of the employment
agreements to May 31st, commencing May 31, 2023, in order to align the renewal date with the completion of the Bank’s annual performance reviews.
The foregoing description of the Amendments does not purport to be complete and is qualified in its entirety by reference to the
Amendments attached hereto as Exhibits 10.1 and 10.2.
Item 9.01
Financial Statements and Exhibits
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(d)
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Exhibits
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Exhibit
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Description
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First Amendment to the Amended and Restated Employment Agreement for Edward H. Schaefer
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First Amendment to the Employment Agreement for Steven L. Wierschem
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104
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Cover Page Interactive Data File (embedded within the Inline XBRL document)
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its
behalf by the undersigned, hereunto duly authorized.
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FFBW, INC.
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DATE: November 17, 2022
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By: /s/ Edward H. Schaefer
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Edward H. Schaefer
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President and Chief Executive Officer
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