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    FFBW Inc. filed SEC Form 8-K: Submission of Matters to a Vote of Security Holders

    5/27/22 2:25:09 PM ET
    $FFBW
    Major Banks
    Finance
    Get the next $FFBW alert in real time by email
    Form 8-K Earnings (01 28 20) (00356003.DOCX;1)
    FFBW, INC. /MD/0001787384false00017873842022-05-252022-05-25

    UNITED STATES

    SECURITIES AND EXCHANGE COMMISSION

    WASHINGTON, D.C. 20549

    ​

    FORM 8-K

    CURRENT REPORT

    ​

    PURSUANT TO SECTION 13 OR 15(D) OF

    THE SECURITIES EXCHANGE ACT OF 1934

    ​

    Date of Report (Date of earliest event reported): May 25, 2022

    ​

    FFBW, INC.

    (Exact Name of Registrant as Specified in Charter)

    ​

    ​

    ​

    Maryland

        

    001-39182

        

    37-1962248

    (State or other jurisdiction of

    incorporation or organization)

    ​

    (Commission File No.)

    (I.R.S. Employer

    Identification No.)

    ​

    ​

    ​

    ​

    ​

    1360 South Moorland Road

    ​

    ​

    53005

    Brookfield, Wisconsin

    ​

    ​

    ​

    ​

    (Address of principal executive offices)

    ​

    ​

    (Zip Code)

    ​

    Registrant's telephone number, including area code:(262) 542-4448

    ​

    Not Applicable

    (Former name or former address, if changed since last report)

    ​

    Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

    ​

    ☐  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

    ​

    ☐  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

    ​

    ☐  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17

    CFR 240.14d-2(b))

    ​

    ☐  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17

    CFR 240.13e-4(c))

    ​

    Securities registered pursuant to Section 12(b) of the Act:

    ​

    ​

    ​

    ​

    ​

    ​

    ​

    ​

    ​

    ​

    Title of each class

    ​

    Trading

    Symbol(s)

    ​

    Name of each exchange on which registered

    Common Stock, par value $0.01 per share

    ​

    FFBW

    ​

    The NASDAQ Stock Market, LLC

    ​

    Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).  Emerging growth company ☒

    ​

    If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

    Item 5.07Submission of Matters to a Vote of Security Holders

    ​

    On May 25, 2022, FFBW, Inc. (the “Company”) held its 2022 Annual Meeting of Stockholders. At the Annual Meeting, stockholders considered and approved the following matters, with a breakdown of the votes cast set forth below.

    ​

    Matter 1. The election of José A. Olivieri, Christine A. Specht and James A. Tarantino, as directors of the Company, each to serve a three-year term and until his or her successor is elected and qualified.

    ​

    For

    Withheld

    Broker Non-Votes

    ​

    ​

    ​

    ​

    José A. Olivieri

    2,712,431

    447,396

    1,470,155

    ​

    ​

    ​

    ​

    Christine A. Specht  

    2,743,511

    416,316

    1,470,155

    ​

    ​

    ​

    ​

    James A. Tarantino

    2,908,031

    251,796

    1,470,155

    ​

    ​

    ​

    ​

    ​

    ​

    ​

    ​

    ​

    ​

    Matter 2. The ratification of the appointment of Wipfli LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2022.

    ​

    For

    Against

    Abstain

    4,556,685

    54,994

    18,303

    ​

    ​

    ​

    ​

    ​

    ​

    SIGNATURES

    ​

    Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.

    ​

    ​

    ​

    ​

    ​

    FFBW, INC.

    ​

    ​

    ​

    ​

    DATE:  May 25, 2022

    By:/s/ Steven L. Wierschem​ ​​ ​

    ​

    Steven L. Wierschem

    ​

    Chief Financial Officer

    ​

    ​

    ​

    ​

    ​

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