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    Fidus Investment Corporation filed SEC Form 8-K: Results of Operations and Financial Condition, Regulation FD Disclosure, Financial Statements and Exhibits

    5/8/25 4:05:59 PM ET
    $FDUS
    Finance/Investors Services
    Finance
    Get the next $FDUS alert in real time by email
    8-K
    false000151336300015133632025-05-082025-05-08

     

     

     

    UNITED STATES
    SECURITIES AND EXCHANGE COMMISSION

    WASHINGTON, D.C. 20549

    FORM 8-K

    CURRENT REPORT

    Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

    Date of Report (Date of Earliest Event Reported):

    May 8, 2025

    Fidus Investment Corporation
    __________________________________________
    (Exact name of registrant as specified in its charter)

    Maryland

    814-00861

    27-5017321

    _____________________
    (State or other jurisdiction

    _____________
    (Commission

    ______________
    (I.R.S. Employer

    of incorporation)

    File Number)

    Identification No.)

     

     

     

     

    1603 Orrington Avenue, Suite 1005, Evanston, Illinois

     

    60201

    _________________________________
    (Address of principal executive offices)

    ___________
    (Zip Code)

     

    Registrant’s telephone number, including area code:

    847-859-3940

    Not Applicable
    ______________________________________________
    Former name or former address, if changed since last report

    ________________

    Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

    [ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
    [ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
    [ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
    [ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

    Securities registered pursuant to Section 12(b) of the Act:

    Title of each class

    Trading Symbol(s)

    Name of each exchange on which registered

    Common Stock, par value $0.001 per share

    FDUS

    The NASDAQ Global Select Market

     

    Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

     

    Emerging growth company ☐

     

    If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

     


     

    Item 2.02. Results of Operations and Financial Condition.

    On May 8, 2025, Fidus Investment Corporation (the "Company") issued a press release announcing its financial results for the quarter ended March 31, 2025. A copy of the press release is furnished as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference.

    The information disclosed under this Item 2.02, including Exhibit 99.1 attached hereto, is being furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise subject to the liabilities of that section, and shall not be deemed incorporated by reference into any filing made by the Company under the Securities Act of 1933, as amended (the "Securities Act"), or the Exchange Act, except as expressly set forth by specific reference in such filing.

     

    Item 7.01.

    Regulation FD Disclosure.

    The Company issued a press release, filed herewith as Exhibit 99.1, on May 8, 2025 announcing the declaration of a base dividend of $0.43 per share and a supplemental dividend of $0.11 per share, which are payable on June 25, 2025, to stockholders of record as of June 13, 2025.

    The information disclosed under this Item 7.01, including Exhibit 99.1 attached hereto, is being furnished and shall not be deemed “filed” for purposes of Section 18 of the Exchange Act, or otherwise subject to the liabilities of that section, and shall not be deemed incorporated by reference into any filing made under the Securities Act or the Exchange Act, except as expressly set forth by specific reference in such filing.

    Item 9.01. Financial Statements and Exhibits.

    (d) Exhibits

    The following Exhibit 99.1 is being furnished herewith to this Current Report on Form 8-K:

     

    Exhibit

    No. Description

    99.1 Press Release dated March 6, 2025 of Fidus Investment Corporation

    104 Cover Page Interactive Data File (embedded within the Inline XBRL document)

     

    SIGNATURES

    Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

     

    Date: May 8, 2025 Fidus Investment Corporation

    By: /s/ Shelby E. Sherard

    Shelby E. Sherard

    Chief Financial Officer and Secretary

     

     

     

     

     

     


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