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    First Trust Motgage Income Fund filed SEC Form 8-K: Regulation FD Disclosure, Financial Statements and Exhibits

    10/18/23 4:14:35 PM ET
    $FMY
    Finance/Investors Services
    Finance
    Get the next $FMY alert in real time by email
    0001319183 false 0001319183 2023-10-18 2023-10-18 iso4217:USD xbrli:shares iso4217:USD xbrli:shares xbrli:pure

    UNITED STATES

    SECURITIES AND EXCHANGE COMMISSION

    Washington, D.C. 20549

    FORM 8-K

    CURRENT REPORT

    Pursuant to Section 13 or 15(d) of

    the Securities Exchange Act of 1934

     

    Date of Report (Date of earliest event reported): October 18, 2023

     

    ______________________________

     

    First Trust Mortgage Income Fund

    (Exact name of registrant as specified in its charter)

     

    Massachusetts 811-21727 35-6758396
    (State or other jurisdiction (Commission File Number) (IRS Employer
    of incorporation)   Identification No.)

     

    120 East Liberty Drive, Suite 400

    Wheaton, Illinois

    (Address of principal executive offices)

    60187

    (zip code)

     

     

    Registrant’s telephone number, including area code: (630) 765-8000

     

    _______________________________________________________

    (Former Name or Former Address, if Changed Since Last Report.)

    Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

    ☐    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

    ☐    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

    ☐    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

    ☐    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

    Securities registered pursuant to Section 12(b) of the Act:

    Title of class Trading Symbol Name of Exchange on which registered
    Common stock, $0.01 par value per share FMY New York Stock Exchange

    Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

    Emerging growth company ☐

    If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐ 

     

     

     
     
    Item 7.01Regulation FD Disclosure.

    First Trust Mortgage Income Fund (the "Fund") is filing herewith a press release issued on October 18, 2023, as Exhibit 99.1. The press release was issued by First Trust Advisors L.P. (“FTA”) to report that on October 20, 2023, First Trust Advisors L.P. (“First”), investment sub-advisor for the Fund, will release an update on the market and the Fund. Details regarding the update are contained in the press release included herein.

    Item 9.01Financial Statements and Exhibits.

     

    (d)Exhibits.

     

    Exhibit    
    Number   Description
    99.1   Press Release, dated October 18, 2023.

     

     

    SIGNATURES

    Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

     

     

    Dated: October 18, 2023   FIRST TRUST MORTGAGE INCOME FUND
         
      By: /s/ W. Scott Jardine
      Name W. Scott Jardine
      Title: Secretary

     

    EXHIBIT INDEX

     

    Exhibit    
    Number   Description
    99.1   Press Release, dated October 18, 2023.

     

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