First Trust Senior Floating Rate 2022 Target Term Fund filed SEC Form 8-K: Regulation FD Disclosure, Financial Statements and Exhibits
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): September 14, 2021
______________________________
First Trust Senior Floating Rate 2022 Target Term Fund
(Exact name of registrant as specified in its charter)
Massachusetts | 811-23199 | 30-0956123 |
(State or other jurisdiction | (Commission File Number) | (IRS Employer |
of incorporation) | Identification No.) |
120 East Liberty Drive, Suite 400 Wheaton, Illinois (Address of principal executive offices) |
60187 (zip code) |
Registrant's telephone number, including area code: (630) 765-8000
_____________________________________________________
(Former Name or Former Address, if Changed Since Last Report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act
(17 CFR 240.14d-2(b))
☐ Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act
(17 CFR 240.13e-4(c))
Item 7.01 | Regulation FD Disclosure |
First Trust Senior Floating Rate 2022 Target Term Fund (the “Fund”) is filing herewith a press release issued on September 14, 2021, as Exhibit 99.1. The press release was issued to announce that (i) the Board of Trustees of the Fund has approved the liquidation and termination of the Fund on December 15, 2021 (the “Termination Date”), and (ii) the Fund has entered into an agreement with First Trust Advisors L.P. (“FTA”) whereby FTA has agreed to waive the management fee payable by the Fund for the period beginning September 1, 2021 through the Termination Date. Further details regarding the termination and fee waiver are contained in the press release included herein.
Item 9.01 | Financial Statements and Exhibits. |
(d) Exhibits.
Exhibit Number | Description |
99.1 | Press release dated September 14, 2021. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: SEPTEMBER 14, 2021 |
First Trust Senior Floating Rate 2022 Target Term Fund | |
By: | /s/ W. Scott Jardine | |
Name: | W. Scott Jardine | |
Title: | Secretary |
EXHIBIT INDEX
Exhibit Number | Description |
99.1 | Press release dated September 14, 2021. |