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    First Trust Senior Floating Rate Income Fund II filed SEC Form 8-K: Leadership Update, Financial Statements and Exhibits

    9/12/23 4:20:13 PM ET
    $FCT
    Finance Companies
    Finance
    Get the next $FCT alert in real time by email
    0001282850 false 0001282850 2023-09-11 2023-09-11 iso4217:USD xbrli:shares iso4217:USD xbrli:shares xbrli:pure

    UNITED STATES

    SECURITIES AND EXCHANGE COMMISSION

    Washington, D.C. 20549

     

    FORM 8-K

     

    CURRENT REPORT

     

    Pursuant to Section 13 or 15(d) of

    the Securities Exchange Act of 1934

     

    Date of Report (Date of earliest event reported): September 11, 2023

     

    ______________________________

     

    First Trust Senior Floating Rate Income Fund II

    (Exact name of registrant as specified in its charter)

     

    Massachusetts 811-21539 11-3716541
    (State or other jurisdiction (Commission File Number) (IRS Employer
    of incorporation)   Identification No.)

     

    120 East Liberty Drive, Suite 400

    Wheaton, Illinois

    (Address of principal executive offices)

    60187

    (zip code)

    Registrant’s telephone number, including area code: (630) 765-8000

     

    _____________________________________________________

    (Former Name or Former Address, if Changed Since Last Report.)

    Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

    ☐    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

    ☐    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

    ☐    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

    ☐    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

     

    Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

    Emerging growth company ☐

    If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐ 

     

     
     

     

    Item 5.02Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

    First Trust Senior Floating Rate Income Fund II (the “Fund”) is filing herewith a press release issued on September 11, 2023, as Exhibit 99.1. The press release was issued by First Trust Advisors L.P. to announce the appointment of Bronwyn Wright as a Trustee of the Fund, effective September 10, 2023. Details regarding the appointment are contained in the press release included herein.

    Ms. Wright has also been appointed as a member of the Audit Committee, the Valuation Committee and the Nominating and Governance Committee for the Fund.

    Ms. Wright is not currently a party to any transaction with the Fund or First Trust Advisors L.P. that would require disclosure under Item 404(a) of Regulation S-K.

    Item 9.01Financial Statements and Exhibits.

     

    (d)Exhibits.

     

    Exhibit    
    Number   Description
    99.1   Press release of First Trust Advisors L.P. dated September 11, 2023.

     

     

    SIGNATURES

    Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

     

     

    Dated: September 12, 2023   FIRST TRUST SENIOR FLOATING RATE INCOME FUND II
         
      By: /s/ W. Scott Jardine
      Name W. Scott Jardine
      Title: Secretary

     

    EXHIBIT INDEX

    Exhibit    
    Number   Description
    99.1   Press release of First Trust Advisors L.P. dated September 11, 2023.

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