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    First US Bancshares Inc. filed SEC Form 8-K: Submission of Matters to a Vote of Security Holders, Financial Statements and Exhibits

    5/2/25 9:00:08 AM ET
    $FUSB
    Major Banks
    Finance
    Get the next $FUSB alert in real time by email
    8-K
    false000071780600007178062025-05-012025-05-01

     

     

    UNITED STATES

    SECURITIES AND EXCHANGE COMMISSION

    Washington, D.C. 20549

    FORM 8-K

    CURRENT REPORT

    Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

    Date of report (Date of earliest event reported): May 1, 2025

     

     

    First US Bancshares, Inc.

     

    (Exact Name of Registrant as Specified in Charter)

     

    Delaware

    0-14549

    63-0843362

    (State or Other Jurisdiction

    of Incorporation)

    (Commission File Number)

    (IRS Employer

    Identification No.)

     

    3291 U.S. Highway 280

    Birmingham, Alabama 35243

    (Address of Principal Executive Offices, including Zip Code)

    Registrant’s telephone number, including area code: (205) 582-1200

    N/A

    (Former Name or Former Address, if Changed Since Last Report)

    Securities registered pursuant to Section 12(b) of the Act:

     

    Title of each class

    Trading Symbol(s)

    Name of each exchange on which registered

    Common Stock, $0.01 par value

    FUSB

    The Nasdaq Stock Market LLC

    Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

    ☐

    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

    ☐

    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

    ☐

    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

    ☐

    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

    Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§230.405 of this chapter).

    Emerging growth company ☐

    If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

     

     


     

     

    Item 5.07

    Submission of Matters to a Vote of Security Holders.

     

    First US Bancshares, Inc. (the “Company”) held its 2025 Annual Meeting of Shareholders (the “Annual Meeting”) on May 1, 2025. Summarized below are descriptions of the matters voted on at the Annual Meeting and the final results of such voting:

    Proposal 1 – Election of Directors. The shareholders elected each of the director nominees to serve as directors during the ensuing year. The voting for the directors at the Annual Meeting was as follows:

    Name

    Votes For

    Withhold Authority

    Broker Non-Votes

    Robert Stephen Briggs

    2,813,924

    424,676

    956,887

    Robert C. Field

    2,825,383

    413,217

    956,887

    David P. Hale

    2,825,385

    413,215

    956,887

    James F. House

    2,821,128

    417,472

    956,887

    Marlene M. McCain

    2,825,160

    413,440

    956,887

    J. Lee McPhearson

    2,813,767

    424,833

    956,887

    Jack W. Meigs

    2,782,114

    456,486

    956,887

    Aubrey S. Miller

    2,806,758

    431,842

    956,887

    Staci M. Pierce

    2,817,964

    420,636

    956,887

    Tracy E. Thompson

    2,813,924

    424,676

    956,887

    Bruce N. Wilson

    2,813,967

    424,633

    956,887

     

    Proposal 2 – Ratification of the Appointment of Carr, Riggs & Ingram, LLC as the Company’s Independent Registered Public Accountants for the Year Ending December 31, 2025. The shareholders ratified the appointment of Carr, Riggs & Ingram, LLC as the Company’s independent registered public accountants for the year ending December 31, 2025. The result of the vote taken at the Annual Meeting was as follows:

    Votes For

    Votes Against

    Abstain

    4,177,520

    13,200

    4,767

    Proposal 3 – Advisory Approval of Executive Compensation. The shareholders adopted a resolution approving, on an advisory basis, the compensation paid to the Company’s named executive officers, as disclosed in the Company’s 2025 Proxy Statement pursuant to the compensation disclosure rules of the Commission. The result of the vote taken at the Annual Meeting was as follows:

     

    Votes For

    Votes Against

    Abstain

    Broker Non-Votes

    3,097,951

    94,756

    45,893

    956,887

    Item 9.01

    Financial Statements and Exhibits.

     

    (d)

    Exhibits.

     

    Exhibit Number

    Exhibit

    104

    Cover Page Interactive Data File (embedded within the Inline XBRL document)

     

     


     

    SIGNATURES

    Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

     

    Dated: May 2, 2025

    FIRST US BANCSHARES, INC.

     

     

    By:

    /s/ Beverly J. Dozier

    Name:

    Beverly J. Dozier

    Senior Vice President, Secretary, and

    Assistant Treasurer

     

     

     


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