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    Focus Financial Partners Inc. filed SEC Form 8-K: Results of Operations and Financial Condition, Regulation FD Disclosure, Financial Statements and Exhibits

    8/3/23 7:00:22 AM ET
    $FOCS
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    Get the next $FOCS alert in real time by email
    0001651052 false 0001651052 2023-08-03 2023-08-03 iso4217:USD xbrli:shares iso4217:USD xbrli:shares

     

     

     

    UNITED STATES

    SECURITIES AND EXCHANGE COMMISSION

    Washington, D.C. 20549

     

     

     

    FORM 8-K

     

     

     

    CURRENT REPORT

     

    PURSUANT TO SECTION 13 OR 15(D) OF THE

    SECURITIES EXCHANGE ACT OF 1934

     

    Date of Report (Date of earliest event reported): August 3, 2023

     

     

     

    FOCUS FINANCIAL PARTNERS INC.

     

    (Exact name of registrant as specified in its charter)

     

    Delaware 001-38604 47-4780811
    (State or other jurisdiction (Commission (IRS Employer
    of incorporation) File Number) Identification No.)
         
      875 Third Avenue, 28th Floor  
      New York, NY 10022  
         
      (Address of principal executive offices)  
      (Zip Code)  
      (646) 519-2456  
      Registrant’s Telephone Number, Including Area Code  

     

    Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

     

    ¨Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

     

    ¨Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

     

    ¨Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

     

    ¨Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

     

    Securities registered pursuant to Section 12(b) of the Act:

     

    Title of each class   Trading Symbol(s)   Name of each exchange on which registered
    Class A common stock, par value $0.01 per share   FOCS   Nasdaq Global Select Market

     

    Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

     

    Emerging growth company ¨

     

    If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

     

     

     

     

     

     

    Item 2.02Results of Operations and Financial Condition.

     

    On August 3, 2023, Focus Financial Partners Inc. (the “Company”) issued a press release reporting results for its second quarter ended June 30, 2023. A copy of the press release is furnished with this Current Report on Form 8-K (this “Current Report”) as Exhibit 99.1.

     

    Item 7.01Regulation FD Disclosure.

     

    The information set forth under Item 2.02 is incorporated by reference as if fully set forth herein.

     

    The information in this Current Report, being furnished pursuant to Items 2.02, 7.01 and 9.01, shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, and is not incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as expressly set forth by specific reference in such filing.

     

    Item 9.01Financial Statements and Exhibits.

     

    (d)        Exhibits.

     

    Exhibit No.    Description
    99.1   Focus Financial Partners Inc. Press Release, dated August 3, 2023.
         
    104   Cover Page Interactive Data File - the cover page iXBRL tags are embedded within the inline XBRL document.

     

    2

     

     

    SIGNATURES

     

    Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

     

      FOCUS FINANCIAL PARTNERS INC.
         
      By: /s/ J. Russell McGranahan
        J. Russell McGranahan
        General Counsel

     

    Dated: August 3, 2023

     

    3

     

     

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