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    Forge Global Holdings Inc. filed SEC Form 8-K: Results of Operations and Financial Condition, Financial Statements and Exhibits

    4/10/25 4:21:01 PM ET
    $FRGE
    Investment Bankers/Brokers/Service
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    forge-20250410
    0001827821FALSE00018278212025-04-102025-04-10

    UNITED STATES
    SECURITIES AND EXCHANGE COMMISSION
    Washington, D.C. 20549
    FORM 8-K
    CURRENT REPORT
    PURSUANT TO SECTION 13 OR 15(d)
    OF THE SECURITIES EXCHANGE ACT OF 1934
    Date of Report (Date of earliest event reported): April 10, 2025
    Forge Global Holdings, Inc.
    (Exact name of registrant as specified in its charter)
    Delaware001-39794
    99-4383083
    (State or other jurisdiction
    of incorporation)
    (Commission
    File Number)
    (I.R.S. Employer
    Identification No.)
    4 Embarcadero Center
    Floor 15
    San Francisco, California
    (Address of principal executive offices)
    94111
    (Zip Code)
    (415) 881-1612
    (Registrant’s telephone number, including area code)
    N/A
    (Former name or former address, if changed since last report)
    Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
    ☐
    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
    ☐
    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
    ☐
    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
    ☐
    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
    Securities registered pursuant to Section 12(b) of the Act:
    Title of each classTrading
    Symbol(s)
    Name of each exchange on
    which registered
    Common Stock, $0.0001 par value per shareFRGENYSE
    Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
    Emerging growth company  o
    If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o



    Item 2.02. Results of Operations and Financial Condition.

    On April 10, 2025, Forge Global Holdings, Inc. (the “Company”) issued a press release announcing certain preliminary financial results and key business metrics for the quarter ended March 31, 2025 to its website at https://ir.forgeglobal.com. A copy of the press release is furnished herewith as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference.

    The information in Item 2.02 of this Current Report on Form 8-K (“Current Report”) and the accompanying exhibits shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”) or otherwise subject to the liabilities of that section, nor shall they be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, regardless of any general incorporation language in such filing, unless expressly incorporated by reference in such filing.

    Item 9.01 Financial Statements and Exhibits.
    (d) Exhibits
    Exhibit
    Number
    Description
    99.1
    Press Release, dated April 10, 2025.
    104Cover Page Interactive Data File - the cover page XBRL tags are embedded within the Inline XBRL document.



    SIGNATURE
    Pursuant to the requirements of the Exchange Act, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
    Forge Global Holdings, Inc.
    Date: April 10, 2025By: /s/ Kelly Rodriques
    Name:Kelly Rodriques
    Title:Chief Executive Officer

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