Forge Global Holdings Inc. filed SEC Form 8-K: Submission of Matters to a Vote of Security Holders
$FRGE
Investment Bankers/Brokers/Service
Finance
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): June 12, 2024
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Item 5.07. Submission of Matters to a Vote of Security Holders.
The 2024 Annual Meeting of Stockholders (the “Annual Meeting”) of Forge Global Holdings, Inc. (the “Company”) was held on June 12, 2024. Present at the Annual Meeting in person or by proxy were holders of 122,881,649 shares of the Company’s common stock, representing 68.11% of the voting power of the shares of the Company’s common stock as of April 16, 2024, the record date for the Annual Meeting, and constituting a quorum for the transaction of business. The matters that were voted upon at the Annual Meeting, and the number of votes cast for, against, or withheld, as well as the number of abstentions and broker non-votes as to each such matter, where applicable, are set forth below.
At the Annual Meeting, the Company’s stockholders (i) elected the Company’s nominees for Class II directors, (ii) approved, on a non-binding advisory basis, the compensation of the Company’s named executive officers, and (iii) ratified the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2024.
Proposal 1 - Election of directors:
| Director | Votes For | Votes Withheld | Broker Non-Votes | ||||||||
| Asiff Hirji | 84,991,703 | 6,794,560 | 31,095,386 | ||||||||
| Eric Leupold | 90,345,769 | 1,440,494 | 31,095,386 | ||||||||
| Larry Leibowitz | 91,674,140 | 112,123 | 31,095,386 | ||||||||
Proposal 2 - Approval, on a non-binding advisory basis, of the compensation of the Company’s named executive officers:
| Votes For | Votes Against | Abstentions | Broker Non-Votes | ||||||||
| 78,429,244 | 9,906,877 | 3,450,142 | 31,095,386 | ||||||||
Proposal 3 - Ratification of the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2024:
| Votes For | Votes Against | Abstentions | ||||||
| 122,835,828 | 25,819 | 20,002 | ||||||
SIGNATURE
Pursuant to the requirements of the Exchange Act, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Forge Global Holdings, Inc. | ||||||||
| Date: June 18, 2024 | By: | /s/ Kelly Rodriques | ||||||
| Name: | Kelly Rodriques | |||||||
| Title: | Chief Executive Officer | |||||||