Fuel Tech Inc. filed SEC Form 8-K: Submission of Matters to a Vote of Security Holders

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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

 

 

CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

 

(Exact name of registrant as specified in its charter)

 

 

 

Fuel Tech, Inc.
27601 Bella Vista Parkway
Warrenville, IL 60555-1617
630-845-4500

 

 

 

Securities registered pursuant to Section 12(b) of the Act:

 

 

 

 

 

 

Emerging growth company        ☐

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

 

On June 6, 2024, Fuel Tech, Inc., a Delaware corporation (the “Company” or “Fuel Tech”) held its Annual Meeting of Stockholders, at which the stockholders voted upon: (i) the election of Vincent J. Arnone, Douglas G. Bailey, Sharon L. Jones and Dennis L. Zeitler to the Company’s Board of Directors to serve until the earlier of the Company’s next Annual Meeting of Stockholders or until their respective successors are duly elected, or they shall sooner resign, retire or be removed; (ii) the approval of an amendment to the Company’s Certificate of Incorporation to increase the number of authorized shares of common stock to 60 million shares; (iii) the approval of the Fuel Tech, Inc. 2024 Long-Term Incentive Plan; (iv) the ratification of the appointment of RSM US LLP as the Company’s independent registered public accounting firm; (v) an advisory, non-binding approval of the Company’s executive compensation; and (vi) the approval of an adjournment of the annual meeting, if necessary, to solicit additional proxies if there were not sufficient votes at the time of the Annual Meeting to approve the proposal regarding the amendment of Fuel Tech’s Certification of Incorporation or the proposal regarding the approval of the 2014 Long-Term Incentive Plan.3.

 

The stockholders elected all four directors, approved the amendment to the Company’s Certificate of Incorporation, approved the Fuel Tech, Inc. 2024 Long-Term Incentive Plan, approved the ratification of the appointment of McGladrey LLP as the Company’s independent registered public accounting firm and approved, on an advisory, non-binding basis, Fuel Tech’s executive compensation. The stockholders also approved the adjournment of the annual meeting, if necessary, to solicit additional proxies if there were not sufficient votes at the time of the Annual Meeting to approve

 

The number of votes cast for or against (or withheld) and the number of abstentions and broker non-votes with respect to each matter voted upon, as applicable, are set forth below.

 

 

 

Proposal 2: Amendment to the Company’s Certificate of Incorporation to increase the number of authorized shares of common stock to sixty million shares

 

 

Proposal 3: Approval of the Company’s 2024 Long-Term Incentive Plan

 

 

Proposal 4: Ratification of McGladrey LLP as the Company’s independent registered public accounting firm

 

 

 

 

 

 

 

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.