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    Gelesis Holdings Inc. filed SEC Form 8-K: Regulation FD Disclosure, Financial Statements and Exhibits

    9/6/23 5:09:02 PM ET
    $GLS
    Biotechnology: Biological Products (No Diagnostic Substances)
    Health Care
    Get the next $GLS alert in real time by email
    8-K
    0001805087false00018050872023-09-062023-09-06

     

     

    UNITED STATES
    SECURITIES AND EXCHANGE COMMISSION
    WASHINGTON, D.C. 20549

     

    FORM 8-K

     

    CURRENT REPORT

    Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

    Date of Report (Date of earliest event reported): September 6, 2023

     

     

    Gelesis Holdings, Inc.

    (Exact name of Registrant as Specified in Its Charter)

     

     

    Delaware

    001-39362

    84-4730610

    (State or Other Jurisdiction
    of Incorporation)

    (Commission File Number)

    (IRS Employer
    Identification No.)

     

     

     

     

     

    501 Boylston Street

    Suite 6102

     

    Boston, Massachusetts

     

    02116

    (Address of Principal Executive Offices)

     

    (Zip Code)

     

    Registrant’s Telephone Number, Including Area Code: (617) 456-4718

     

     

    (Former Name or Former Address, if Changed Since Last Report)

     

    Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

    ☐

    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

    ☒

    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

    ☐

    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

    ☐

    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

    Securities registered pursuant to Section 12(b) of the Act: None


    Title of each class

     

    Trading
    Symbol(s)

     


    Name of each exchange on which registered

     

     

    N/A

     

    N/A

    Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

    Emerging growth company ☒

    If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

     

     

     


     

    Item 7.01 Regulation FD Disclosure

    On September 6, 2023, Gelesis Holdings, Inc. (“Gelesis” or the “Company”) updated its corporate presentation for use in meetings with investors, analysts and others. A copy of the corporation presentation is filed as Exhibit 99.1 to this Current Report on Form 8-K and incorporated herein by reference.

    The information furnished pursuant to this Item 7.01 and Exhibit 99.1 shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference into any filing made by the Company under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.

     

    Item 9.01 Exhibits.

    (d) Exhibits.

    Exhibit

    Number

    Description

    99.1

    Gelesis Holdings, Inc. Corporate Presentation - September 2023

    104

    Cover Page Interactive Data File (embedded within the Inline XBRL document)

     

     

     

     

     

     

     


     

    SIGNATURES

    Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

     

     

     

     

    Gelesis Holdings, Inc.

     

     

     

     

    Date:

    September 6, 2023

    By:

    /s/ Yishai Zohar

     

     

     

    Yishai Zohar
    Chief Executive Officer
     

     

     


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