Global Water Resources Inc. filed SEC Form 8-K: Submission of Matters to a Vote of Security Holders
$GWRS
Water Supply
Utilities
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): May 9, 2024
(Exact name of registrant as specified in its charter)
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Registrant’s telephone number, including area code: (480 ) 360-7775
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Securities registered pursuant to Section 12(b) of the Act.
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
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Item 5.07 Submission of Matters to a Vote of Security Holders.
On May 9, 2024 , Global Water Resources, Inc. (the “Company”) held its 2024 Annual Meeting of Stockholders (the “2024 Annual Meeting”). At the 2024 Annual Meeting, the Company’s stockholders (i) elected seven directors, each to hold office for a term to expire at the 2025 Annual Meeting of Stockholders, with each director to hold office until his or her successor is duly elected or until his or her earlier resignation or removal, (ii) ratified the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2024, (iii) approved, on an advisory basis, the compensation of the company's named executive officers, and (iv) approved the First Amendment to the Global Water Resources, Inc. 2020 Omnibus Incentive Plan. Each of these proposals is described in more detail in the Company’s proxy statement filed with the Securities and Exchange Commission on March 26, 2024.
The matters voted upon at the 2024 Annual Meeting and the results of the votes are as follows:
Proposal One — Election of Directors.
| Votes For | Votes Withheld | Broker Non-Votes | ||||||||||||||||||
| Ron L. Fleming | 19,450,399 | 208,787 | 1,022,850 | |||||||||||||||||
| Richard M. Alexander | 18,756,037 | 903,149 | 1,022,850 | |||||||||||||||||
| Andrew M. Cohn | 19,334,741 | 324,445 | 1,022,850 | |||||||||||||||||
| Debra G. Coy | 17,714,292 | 1,944,894 | 1,022,850 | |||||||||||||||||
| Brett Huckelbridge | 19,321,525 | 337,661 | 1,022,850 | |||||||||||||||||
| Jonathan L. Levine | 19,347,311 | 311,875 | 1,022,850 | |||||||||||||||||
| David Rousseau | 18,807,278 | 851,908 | 1,022,850 | |||||||||||||||||
Proposal Two — Ratification of Independent Registered Public Accounting Firm.
| Votes For | Votes Against | Abstentions | Broker Non-Votes | |||||||||||||||||
| 20,623,352 | 41,712 | 16,972 | 0 | |||||||||||||||||
Proposal Three — Advisory Vote to Approve The Compensation of the Company’s Named Executive Officers.
| Votes For | Votes Against | Abstentions | Broker Non-Votes | |||||||||||||||||
| 19,397,303 | 237,548 | 24,335 | 1,022,850 | |||||||||||||||||
Proposal Four — Approval of the First Amendment to the Global Water Resources, Inc. 2020 Omnibus Incentive Plan.
| Votes For | Votes Against | Abstentions | Broker Non-Votes | |||||||||||||||||
| 19,469,455 | 165,291 | 24,440 | 1,022,850 | |||||||||||||||||
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| GLOBAL WATER RESOURCES, INC. | ||||||||
| Date: May 10, 2024 | /s/ Michael J. Liebman | |||||||
| Michael J. Liebman | ||||||||
| Chief Financial Officer | ||||||||