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    Great Elm Capital Corp. filed SEC Form 8-K: Results of Operations and Financial Condition, Other Events

    10/7/25 8:35:38 AM ET
    $GECC
    Finance: Consumer Services
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    Get the next $GECC alert in real time by email
    8-K
    false 0001675033 0001675033 2025-10-07 2025-10-07 0001675033 us-gaap:CommonStockMember 2025-10-07 2025-10-07 0001675033 gecc:M5.875NotesDue2026Member 2025-10-07 2025-10-07 0001675033 gecc:M8.50NotesDue2029Member 2025-10-07 2025-10-07 0001675033 gecc:M8.125NotesDue2029Member 2025-10-07 2025-10-07 0001675033 gecc:M7.75NotesDue2030Member 2025-10-07 2025-10-07
     
     

    UNITED STATES

    SECURITIES AND EXCHANGE COMMISSION

    WASHINGTON, D.C. 20549

     

     

    FORM 8-K

     

     

    CURRENT REPORT

    Pursuant to Section 13 or 15(d)

    of the Securities Exchange Act of 1934

    Date of Report (Date of earliest event reported): October 7, 2025

     

     

    Great Elm Capital Corp.

    (Exact name of Registrant as Specified in Its Charter)

     

     

     

    Maryland   814-01211   81-2621577

    (State or Other Jurisdiction

    of Incorporation)

     

    (Commission

    File Number)

     

    (IRS Employer

    Identification No.)

     

    3801 PGA Blvd., Suite 603

    Palm Beach Gardens, Florida

      33410
    (Address of Principal Executive Offices)   (Zip Code)

    Registrant’s Telephone Number, Including Area Code: (617) 375-3006

     

     

    Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

     

    ☐

    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

     

    ☐

    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

     

    ☐

    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

     

    ☐

    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

    Securities registered pursuant to Section 12(b) of the Act:

     

    Title of each class

     

    Trading

    Symbol(s)

     

    Name of each exchange

    on which registered

    Common stock, $0.01 par value   GECC   Nasdaq Global Market
    5.875% Notes due 2026   GECCO   Nasdaq Global Market
    8.50% Notes due 2029   GECCI   Nasdaq Global Market
    8.125% Notes due 2029   GECCH   Nasdaq Global Market
    7.75% Notes due 2030   GECCG   Nasdaq Global Market

    Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

    Emerging growth company ☐

    If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

     

     
     


    Item 2.02

    Results of Operations and Financial Condition.

    On October 7, 2025, Great Elm Capital Corp. issued the press release furnished as Exhibit 99.1 to this report, which included selected preliminary and unaudited financial information with respect to the quarter ended September 30, 2025.

     

    Item 8.01

    Other Events.

    The information set forth in Item 2.02 above is incorporated by reference into this Item 8.01.

     

    Item 9.01

    Financial Statements and Exhibits.

    (d) Exhibits.

    The following exhibits are furnished with this report but shall not be deemed filed:

     

    Exhibit
    Number
      

    Description

    99.1    Press Release, dated October 7, 2025.
    104    The cover page of this Current Report on Form 8-K, formatted as inline XBRL.


    SIGNATURES

    Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

     

        GREAT ELM CAPITAL CORP.
    Date: October 7, 2025     By:  

    /s/ Keri A. Davis

        Name:   Keri A. Davis
        Title:   Chief Financial Officer
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