Great Elm Group Inc. filed SEC Form 8-K: Submission of Matters to a Vote of Security Holders
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(State or Other Jurisdiction of Incorporation)
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(Commission File Number)
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(IRS Employer Identification No.)
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(Address of Principal Executive Offices)
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(Zip Code)
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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(Nasdaq Global Select Market)
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(Nasdaq Global Select Market)
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Item 5.07 |
Submission of Matters to a Vote of Security Holders.
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For
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Withheld
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Broker Non-Votes
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Election of directors:
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Matthew A. Drapkin
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13,362,248
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5,085,992
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7,908,600
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James H. Hugar
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17,849,007
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599,233
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7,908,600
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David Matter
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18,193,805
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254,435
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7,908,600
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James P. Parmelee
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16,689,345
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1,758,895
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7,908,600
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Jason W. Reese
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18,241,132
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207,108
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7,908,600
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Eric J. Scheyer
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16,561,914
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1,886,326
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7,908,600
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For
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Against
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Abstain
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Broker
Non-Votes
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Ratification of the selection of Deloitte & Touche LLP to serve as the Company’s independent registered public accounting firm for the fiscal year ending June 30,
2025
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26,322,864
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31,420
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2,556
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0
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For
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Against
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Abstain
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Broker
Non-Votes
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Approval, on a non-binding advisory basis, of the compensation of the Company’s named executive officers
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16,761,733
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1,683,843
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2,664
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7,908,600
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One Year
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Two Years
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Three Years
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Abstain
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Broker
Non-Votes
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Approval, on a non-binding advisory basis, of the frequency of future stockholder advisory votes on the compensation of the Company’s named executive officers
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18,105,571
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728
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330,720
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11,221
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7,908,600
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GREAT ELM GROUP, INC.
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Date: December 4, 2024
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/s/ Keri A. Davis
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By:
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Keri A. Davis
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Title:
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Chief Financial Officer
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