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    IRIDEX Corporation filed SEC Form 8-K: Results of Operations and Financial Condition, Financial Statements and Exhibits

    4/14/25 4:13:50 PM ET
    $IRIX
    Biotechnology: Electromedical & Electrotherapeutic Apparatus
    Health Care
    Get the next $IRIX alert in real time by email
    8-K
    0001006045false00010060452025-04-142025-04-14

     

    UNITED STATES
    SECURITIES AND EXCHANGE COMMISSION

    Washington, D.C. 20549

     

    FORM 8-K

    CURRENT REPORT

     

    PURSUANT TO SECTION 13 OR 15(d) OF THE
    SECURITIES EXCHANGE ACT OF 1934

     

    April 14, 2025

     

    Date of Report (date of earliest event reported)

     

    IRIDEX CORPORATION

    (Exact name of registrant as specified in its charter)

     

    Delaware

    000-27598

    77-0210467

    (State or other jurisdiction of
    incorporation or organization)

    (Commission File Number)

    (I.R.S. Employer
    Identification Number)

    1212 Terra Bella Avenue
    Mountain View, California 94043

    (Address of principal executive offices, including zip code)

     

    (650) 940-4700

    (Registrant’s telephone number, including area code)

    (Former name or former address, if changed since last report)

     

    Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

    ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

    ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

    ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

    ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

     

    Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

    Emerging growth company ☐

    If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

    Securities registered pursuant to Section 12(b) of the Act:

    Title of Class

     

    Trading

    Symbol

     

    Name of Exchange on Which Registered

    Common Stock, par value $0.01 per share

     

    IRIX

     

    Nasdaq Capital Market

     

     


     

     

    Item 2.02. Results of Operations and Financial Condition.

     

    On April 14, 2025, IRIDEX Corporation (the "Company") announced its preliminary, unaudited operational and financial results for its first fiscal quarter ended March 29, 2025. The press release is furnished herewith as Exhibit 99.1 and is incorporated herein by reference.

     

    This information shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.

     

     

    Item 9.01. Financial Statements and Exhibits.

    (d)

    Exhibits

     

    Exhibit No.

    Description

    99.1

    Press Release dated April 14, 2025.

    104

    Cover Page Interactive Data File (embedded within the Inline XBRL document).

     

     

    -2-


     

    SIGNATURES

     

    Pursuant to the requirements of the Securities Exchange Act of 1934,as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

     

     

     

     

    IRIDEX CORPORATION

     

     

     

     

     

    By:

     

    /s/ Patrick Mercer

     

     

     

    Patrick Mercer

     

     

     

    Chief Executive Officer

     

     

     

     

    Date: April 14, 2025

     

     

     

     

    -3-


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