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    Kineta Inc. filed SEC Form 8-K: Other Events, Financial Statements and Exhibits

    9/19/24 9:53:51 PM ET
    $KA
    Biotechnology: Pharmaceutical Preparations
    Health Care
    Get the next $KA alert in real time by email
    8-K
    0001445283falseKINETA, INC./DE00014452832024-09-192024-09-19

    UNITED STATES

     

    SECURITIES AND EXCHANGE COMMISSION

    Washington, D.C. 20549

     

     

     

    FORM 8-K

     

     

     

    CURRENT REPORT

     

    Pursuant to Section 13 or 15(d)

    of the Securities Exchange Act of 1934

     

    Date of Report (Date of earliest event reported): September 19, 2024

     

     

     

    KINETA, INC.

     

    (Exact name of registrant as specified in its charter)

     

     

     

    Delaware

    001-37695

    20-8436652

    (State or other jurisdiction

    (Commission

    (IRS Employer

    of incorporation)

    File Number)

    Identification No.)

    7683 SE 27th Street, Suite 481

     

     

    Mercer Island, WA

     

    98040

    (Address of principal executive offices)

     

    (Zip Code)

     

    Registrant’s telephone number, including area code: (206) 378-0400

     

    Not Applicable

     

    (Former name or former address, if changed since last report)

     

     

     

    Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

     

    ☐

     

    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

    ☐

     

    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

    ☐

     

    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

    ☐

     

    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

     

    Securities registered pursuant to Section 12(b) of the Act:

     

    Title of each class

    Trading

    Name of each exchange

     

     

    Symbol(s)

    on which registered

     

    Common Stock, par value $0.001 per share

     

    KANT

     

    OTC Pink Market

     

     

    Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

     

    Emerging growth company ☐

     

    If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

     

     


     

     

    Item 8.01

    Other Events.

    On September 19, 2024, Kineta, Inc. issued a press release announcing the transition of its common stock from The Nasdaq Capital Market to OTC Pink Open Market operated by OTC Markets Group Inc. A copy of the press release is being filed as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference.

    Item 9.01

    Financial Statements and Exhibits.

    (d) Exhibits

    Exhibit

    No.

    Description

    99.1

    Press Release, dated September 19, 2024.

    104

     

    Cover Page Interactive Data File (embedded within the Inline XBRL document)

     


     

    SIGNATURES

     

    Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

     

    Date: September 20, 2024

     

    Kineta, Inc.

     

    By:

    /s/ Craig Philips

    Name:

    Craig Philips

    Title:

    President

     

     


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