Koss Corporation filed SEC Form 8-K: Submission of Matters to a Vote of Security Holders
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
PURSUANT TO SECTION 13 or 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
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Title of each class | Trading Symbol(s) | Name of each exchange on which registered |
Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07 Submission of Matters to a Vote of Security Holders.
On October 16, 2024, the Koss Corporation (the “Company”) held its annual meeting of stockholders (the “Annual Meeting”). It was a completely virtual meeting.
At the Annual Meeting, the Company’s stockholders elected Thomas L. Doerr, Michael J. Koss, Steven A. Leveen, William J. Sweasy, and Lenore E. Lillie to serve as directors. The Company’s stockholders approved, on a non-binding advisory basis, the compensation paid to the Company’s Named Executive Officers as disclosed in the proxy statement for the Annual Meeting as filed with the Securities and Exchange Commission on August 30, 2024 (the “Proxy Statement”). In addition, the Company’s stockholders ratified the appointment of Wipfli LLP as the Company’s independent registered public accounting firm for the fiscal year ending June 30, 2025.
The following tables show the voting results of the Annual Meeting:
1. Election of directors.
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Director |
| Votes For |
| Votes Withheld |
| Broker Non-Votes | |||
Thomas L. Doerr |
| 4,563,468 |
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| 108,149 |
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| 1,537,952 |
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Michael J. Koss |
| 4,648,899 |
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| 22,718 |
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| 1,537,952 |
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Steven A. Leveen |
| 4,592,834 |
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| 78,783 |
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| 1,537,952 |
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William J. Sweasy |
| 4,593,543 |
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| 78,074 |
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| 1,537,952 |
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Lenore E. Lillie |
| 4,646,937 |
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| 24,680 |
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| 1,537,952 |
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2. Proposal to approve, on a non-binding advisory basis, the compensation paid to the Company’s Named Executive Officers as disclosed in the Proxy Statement.
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Votes For |
| Votes Against |
| Votes Abstaining |
| Broker Non-Votes | ||||
4,622,754 |
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| 42,089 |
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| 6,674 |
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| 1,537,952 |
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3. Proposal to ratify the appointment of Wipfli LLP as the independent registered public accounting firm of the Company for the fiscal year ending June 30, 2025.
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Votes For |
| Votes Against |
| Votes Abstaining |
| Broker Non-Votes | ||||
6,120,734 |
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| 70,469 |
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| 18,366 |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
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Dated: | October 21, 2024 | KOSS CORPORATION | |
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| By: | /s/ Michael J. Koss |
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| Michael J. Koss |
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| Chief Executive Officer and President |