L3Harris Technologies Inc. filed SEC Form 8-K: Other Events, Financial Statements and Exhibits
$LHX
Industrial Machinery/Components
Industrials
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): July 29, 2024
(Exact name of registrant as specified in its charter)
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Registrant’s telephone number, including area code: (321 ) 727-9100
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Item 8.01 Other Events.
On July 29, 2024, Christopher E. Kubasik, Chair and Chief Executive Officer of L3Harris Technologies, Inc. (the “Company”), established a written pre-arranged plan providing for the exercise of certain employee stock options and the sale of shares of the Company's common stock issued upon exercise of such options (the “Plan”). The Plan is intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended, and the Company’s policies regarding transactions in the Company's securities by executives and was established during the Company's open trading window. In accordance with Rule 10b5-1, Mr. Kubasik will have no discretion over sales under the Plan.
The Plan covers vested options to purchase 56,624 shares granted to Mr. Kubasik in February 2017, which options expire in February 2027. Subject to minimum price thresholds specified in the Plan, shares underlying unexercised options will be sold on predetermined dates starting in October of 2024 and ending no later than December 27, 2024. Mr. Kubasik’s ownership interest in the Company is considerably in excess of the Company’s stock ownership guidelines. The transactions under the Plan will be disclosed publicly through Form 4 and Form 144 filings, as applicable, with the U.S. Securities and Exchange Commission.
Except as may be required in the Company’s periodic filings on Form 10-Q or Form 10-K, the Company does not undertake to report any Rule 10b5-1 plans that may be adopted by any other officers or directors of the Company or to report modifications or termination of any such plans, including the Plan.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
The following exhibits are provided herewith:
| Exhibit Number | Description | ||||
| 104 | Cover Page Interactive Data File formatted in Inline XBRL | ||||
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
L3HARRIS TECHNOLOGIES, INC. | ||||||||||||||||||||
| By: | /s/ Scott T. Mikuen | |||||||||||||||||||
| Name: | Scott T. Mikuen | |||||||||||||||||||
| Date: July 29, 2024 | Title: | Senior Vice President, General Counsel and Secretary | ||||||||||||||||||
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