Large owner Bank Of America Corp /De/ sold $81,038 worth of shares (5,921 units at $13.69) and bought $52,019 worth of shares (3,789 units at $13.73) (SEC Form 4)
FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | |||||||||||||||||
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
Invesco Trust for Investment Grade New York Municipals [ VTN ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 08/23/2019 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock(1)(2)(3) | 08/23/2019 | S | 5,921 | D | $13.6865 | 0 | I | See Footnotes(1)(2)(3) | ||
Common Stock(1)(2)(3) | 08/23/2019 | P | 100 | A | $13.71 | 0 | I | See Footnotes(1)(2)(3) | ||
Common Stock(1)(2)(3) | 08/23/2019 | P | 100 | A | $13.71 | 0 | I | See Footnotes(1)(2)(3) | ||
Common Stock(1)(2)(3) | 08/23/2019 | P | 200 | A | $13.71 | 0 | I | See Footnotes(1)(2)(3) | ||
Common Stock(1)(2)(3) | 08/23/2019 | P | 100 | A | $13.71 | 0 | I | See Footnotes(1)(2)(3) | ||
Common Stock(1)(2)(3) | 08/26/2019 | P | 100 | A | $13.72 | 0 | I | See Footnotes(1)(2)(3) | ||
Common Stock(1)(2)(3) | 08/26/2019 | P | 200 | A | $13.74 | 0 | I | See Footnotes(1)(2)(3) | ||
Common Stock(1)(2)(3) | 08/26/2019 | P | 200 | A | $13.73 | 0 | I | See Footnotes(1)(2)(3) | ||
Common Stock(1)(2)(3) | 08/26/2019 | P | 200 | A | $13.73 | 0 | I | See Footnotes(1)(2)(3) | ||
Common Stock(1)(2)(3) | 08/26/2019 | P | 100 | A | $13.72 | 0 | I | See Footnotes(1)(2)(3) | ||
Common Stock(1)(2)(3) | 08/26/2019 | P | 100 | A | $13.73 | 0 | I | See Footnotes(1)(2)(3) | ||
Common Stock(1)(2)(3) | 08/26/2019 | P | 100 | A | $13.73 | 0 | I | See Footnotes(1)(2)(3) | ||
Common Stock(1)(2)(3) | 08/26/2019 | P | 100 | A | $13.73 | 0 | I | See Footnotes(1)(2)(3) | ||
Common Stock(1)(2)(3) | 08/26/2019 | P | 100 | A | $13.73 | 0 | I | See Footnotes(1)(2)(3) | ||
Common Stock(1)(2)(3) | 08/26/2019 | P | 100 | A | $13.73 | 0 | I | See Footnotes(1)(2)(3) | ||
Common Stock(1)(2)(3) | 08/26/2019 | P | 100 | A | $13.73 | 0 | I | See Footnotes(1)(2)(3) | ||
Common Stock(1)(2)(3) | 08/26/2019 | P | 100 | A | $13.73 | 0 | I | See Footnotes(1)(2)(3) | ||
Common Stock(1)(2)(3) | 08/26/2019 | P | 100 | A | $13.72 | 0 | I | See Footnotes(1)(2)(3) | ||
Common Stock(1)(2)(3) | 08/26/2019 | P | 100 | A | $13.72 | 0 | I | See Footnotes(1)(2)(3) | ||
Common Stock(1)(2)(3) | 08/26/2019 | P | 100 | A | $13.72 | 0 | I | See Footnotes(1)(2)(3) | ||
Common Stock(1)(2)(3) | 08/26/2019 | P | 200 | A | $13.74 | 0 | I | See Footnotes(1)(2)(3) | ||
Common Stock(1)(2)(3) | 08/26/2019 | P | 100 | A | $13.72 | 0 | I | See Footnotes(1)(2)(3) | ||
Common Stock(1)(2)(3) | 08/26/2019 | P | 200 | A | $13.73 | 0 | I | See Footnotes(1)(2)(3) | ||
Common Stock(1)(2)(3) | 08/26/2019 | P | 100 | A | $13.72 | 0 | I | See Footnotes(1)(2)(3) | ||
Common Stock(1)(2)(3) | 08/26/2019 | P | 100 | A | $13.72 | 0 | I | See Footnotes(1)(2)(3) | ||
Common Stock(1)(2)(3) | 08/26/2019 | P | 89 | A | $13.72 | 0 | I | See Footnotes(1)(2)(3) | ||
Common Stock(1)(2)(3) | 08/26/2019 | P | 200 | A | $13.75 | 0 | I | See Footnotes(1)(2)(3) | ||
Common Stock(1)(2)(3) | 08/26/2019 | P | 100 | A | $13.72 | 0 | I | See Footnotes(1)(2)(3) | ||
Common Stock(1)(2)(3) | 08/26/2019 | P | 200 | A | $13.75 | 0 | I | See Footnotes(1)(2)(3) | ||
Common Stock(1)(2)(3) | 08/26/2019 | P | 200 | A | $13.75 | 0 | I | See Footnotes(1)(2)(3) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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Explanation of Responses: |
1. This statement is jointly filed by Bank of America Corporation, Merrill Lynch, Pierce, Fenner & Smith Incorporated ("Merrill Lynch"), and BofA Securities, Inc. ("BofA Securities") (together, the "Reporting Persons"). Bank of America Corporation holds an indirect interest in the securities listed in this Report by virtue of its 100% ownership of its subsidiaries Merrill Lynch and BofA Securities. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that any such Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Securities Exchange Act of 1934 (the "Exchange Act"), or for any other purpose. |
2. Each Reporting Person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the Exchange Act or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. |
3. Without conceding its status as a greater than 10% beneficial owner or that the reported transactions are subject to disclosure under Section 16(a) of the Exchange Act or short-swing profit recovery under Section 16(b) of the Exchange Act, the amount of profit potentially recoverable by the Issuer from the reported transactions in the event that the Reporting Persons were greater than 10% beneficial owners and the transactions were subject to Section 16(b) has been or will be remitted to the Issuer. |
Remarks: |
Balance of trades included in attached schedule. (See Exhibit 99.1) Exhibits Index Exhibit 99.2 - Joint Filing Agreement |
BANK OF AMERICA CORP /DE/ By: Its: Authorized Signatory Andres Ortiz | 12/13/2024 | |
Merrill Lynch, Pierce, Fenner & Smith Incorporated By: Its: Authorized Signatory Andres Ortiz | 12/13/2024 | |
BofA Securities, Inc. By: Its: Authorized Signatory Andres Ortiz | 12/13/2024 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
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