Large owner Equinox Partners Investment Management Llc bought $248,063 worth of shares (58,609 units at $4.23) (SEC Form 4)
$GTE
Oil & Gas Production
Energy
| FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | |||||||||||||||||
| Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. | |||||||||||||||||
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
GRAN TIERRA ENERGY INC. [ GTE ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 04/14/2025 | ||||||||||||||||||||||||||
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4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
| Code | V | Amount | (A) or (D) | Price | ||||||
| Common Shares, par value $0.001 per share | 04/14/2025 | P | 3,318 | A | $4.16 | 1,948,119 | I(1)(2) | By Equinox Partners, L.P. | ||
| Common Shares, par value $0.001 per share | 04/14/2025 | P | 7,401 | A | $4.16 | 240,445 | I(1)(2) | By Mason Hill Partners, LP | ||
| Common Shares, par value $0.001 per share | 04/14/2025 | P | 12,481 | A | $4.16 | 1,707,787 | I(1) | By Managed Account | ||
| Common Shares, par value $0.001 per share | 04/15/2025 | P | 5,063 | A | $4.28 | 1,953,182 | I(1)(2) | By Equinox Partners, L.P. | ||
| Common Shares, par value $0.001 per share | 04/15/2025 | P | 11,295 | A | $4.28 | 251,740 | I(1)(2) | By Mason Hill Partners, LP | ||
| Common Shares, par value $0.001 per share | 04/15/2025 | P | 19,051 | A | $4.28 | 1,726,838 | I(1) | By Managed Account | ||
| Common Shares, par value $0.001 per share | 538,700 | I(1)(2) | By Kuroto Fund LP | |||||||
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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| 1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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| Explanation of Responses: |
| 1. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own. |
| 2. EPIM is the investment advisor to Equinox Partners, L.P., Kuroto Fund LP, and Mason Hill Partners, LP (collectively, the "Funds"). Mr. Fieler is the president of EPIM. By virtue of these relationships, each of EPIM and Mr. Fieler may be deemed to beneficially own the securities owned directly by the Funds. |
| Remarks: |
| This Form 4 is filed jointly by Equinox Partners Investment Management LLC ("EPIM"), Sean M. Fieler, Equinox Partners, L.P., Kuroto Fund LP, and Mason Hill Partners, LP (collectively, the "Reporting Persons"). |
| EQUINOX PARTNERS INVESTMENT MANAGEMENT LLC By: /s/ Sean M. Fieler Name: Sean M. Fieler Title: Manager | 04/16/2025 | |
| EQUINOX PARTNERS, L.P. By: /s/ Sean M. Fieler Name: Sean M. Fieler Title: Manager of Equinox Partners Investment Management LLC, the Investment Manager of Equinox Partners, L.P. | 04/16/2025 | |
| KUROTO FUND LP By: /s/ Sean M. Fieler Name: Sean M. Fieler Title: Manager of Equinox Partners Investment Management LLC, the Investment Manager of Kuroto Fund LP | 04/16/2025 | |
| MASON HILL PARTNERS, LP By: /s/ Sean M. Fieler Name: Sean M. Fieler Title: Manager of Equinox Partners Investment Management LLC, the Investment Manager of Mason Hill Partners, LP | 04/16/2025 | |
| /s/ Sean M. Fieler SEAN M. FIELER | 04/16/2025 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||