Large owner Prudential Financial Inc acquired $1,974,636,361,894 worth of 4.02% Senior Note Series TT (1,936,386 units at $1,019,753.53), acquired $275,000,000,000,000 worth of 2.50% Senior Note Series UU (25,000,000 units at $11,000,000.00), acquired $7,500,000 worth of Series I Mandatory Redeemable Preferred Stock (300,000 units at $25.00) and acquired $2,469,289,622,149 worth of 3.97% Senior Note Series SS (2,222,291 units at $1,111,145.72) (SEC Form 4)
$TYG
Investment Managers
Finance
| FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | |||||||||||||||||
| Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. | |||||||||||||||||
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
TORTOISE ENERGY INFRASTRUCTURE CORP [ TYG ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 12/23/2024 | ||||||||||||||||||||||||||
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4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
| Code | V | Amount | (A) or (D) | Price | ||||||
| 3.97% Senior Note Series SS, due October 16, 2025(1) | 12/23/2024 | J | 1,111,145.72(2) | A | $1,111,145.72 | $1,111,145.72 | I(3) | By Prudential Arizona Reinsurance Term Company, a wholly-owned subsidiary of the Reporting Person | ||
| 3.97% Senior Note Series SS, due October 16, 2025(1) | 12/23/2024 | J | 1,111,145.72(2) | A | $1,111,145.72 | $1,111,145.72 | I(4) | By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person | ||
| 4.02% Senior Note Series TT, due October 16, 2026(1) | 12/23/2024 | J | 1,191,622.1(5) | A | $1,191,622.1 | $1,191,622.1 | I(6) | By Prudential Annuities Life Assurance Corporation, a wholly-owned sub of the Reporting Person | ||
| 4.02% Senior Note Series TT, due October 16, 2026(1) | 12/23/2024 | J | 744,763.81(5) | A | $744,763.81 | $744,763.81 | I(4) | By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person | ||
| 2.50% Senior Note Series UU, due December 17, 2028(1) | 12/23/2024 | J | 5,000,000(7) | A | $5,000,000 | $5,000,000 | I(8) | By The Prudential Gibraltar Financial Life Insurance Co., Ltd. a wholly-owned sub of Reporting Prsn | ||
| 2.50% Senior Note Series UU, due December 17, 2028(1) | 12/23/2024 | J | 5,000,000(7) | A | $5,000,000 | $5,000,000 | I(4) | By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person | ||
| 2.50% Senior Note Series UU, due December 17, 2028(1) | 12/23/2024 | J | 15,000,000(7) | A | $15,000,000 | $15,000,000 | I(4) | By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person | ||
| Series I Mandatory Redeemable Preferred Stock(1) | 12/23/2024 | J | 300,000(9) | A | $25 | 300,000 | I(10) | By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person | ||
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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| 1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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| Explanation of Responses: |
| 1. Senior Note assumption and Share exchange made in connection with the merger of Tortoise Midstream Energy Fund, Inc. (formerly known as Tortoise MLP Fund, Inc.) (NTG) with and into Tortoise Energy Infrastructure Corporation (TYG), effective December 23, 2024. |
| 2. TYG Senior Notes issued in exchange for NTG Senior Notes, Series Q. |
| 3. These notes are owned directly by Prudential Arizona Reinsurance Term Company and indirectly owned by Prudential Financial, Inc., its parent holding company. |
| 4. These notes are owned directly by The Prudential Insurance Company of America and indirectly owned by Prudential Financial, Inc., its parent holding company. |
| 5. TYG Senior Notes issued in exchange for NTG Senior Notes, Series R. |
| 6. These notes are owned directly by Prudential Annuities Life Assurance Corporation and indirectly owned by Prudential Financial, Inc., its parent holding company. |
| 7. TYG Senior Notes issued in exchange for NTG Senior Notes, Series S. |
| 8. These notes are owned directly by The Prudential Gibraltar Financial Life Insurance Co., Ltd., and indirectly owned by Prudential Financial, Inc., its parent holding company. |
| 9. TYG Series I shares issued in exchange for NTG Series H Mandatory Redeemable Preferred Stock. |
| 10. Mandatory Redeemable Preferred Stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. |
| Prudential Financial, Inc., By: /s/ Richard Baker, Second Vice President | 12/24/2024 | |
| The Prudential Insurance Company of America, By: PGIM, Inc., as Investment Manager, By: /s/ Brian Lemons, Vice President | 12/24/2024 | |
| The Prudential Gibraltar Financial Life Insurance Co., Ltd., By: Prudential Investment Management Japan Co., Ltd., as Investment Manager, By: PGIM, Inc., as Sub-Advisor, By: /s/ Brian Lemons Vice President | 12/24/2024 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||