Lendway Inc. filed SEC Form 8-K: Submission of Matters to a Vote of Security Holders
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON D.C. 20549
FORM
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of Earliest Event Reported) |
(Exact Name of Registrant as Specified in its Charter) |
|
| |||
(State of Incorporation) |
| (Commission File Number) |
| (I.R.S. Employer Identification No.) |
| ||
(Address of Principal Executive Offices) |
| (Zip Code) |
( |
(Registrant’s Telephone Number, Including Area Code) |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2):
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) | |
|
|
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) | |
|
|
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) | |
|
|
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
Title of each class |
| Trading Symbol |
| Name of each exchange on which registered |
|
| The |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter):
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07 Submission of Matters to a Vote of Security Holders.
The 2024 Annual Meeting of Stockholders of Lendway, Inc. (the “Company”) was held on July 16, 2024 and the stockholders voted on the following proposals, each as described in detail in the definitive proxy statement relating to the meeting, filed with the Securities and Exchange Commission on June 3, 2024.
1. Election of six directors.
Nominee |
| For |
|
| Withheld |
|
| Broker Non-Votes |
| |||
Mary H. Herfurth |
|
| 251,287 |
|
|
| 15,084 |
|
|
| 933,563 |
|
Chad B. Johnson |
|
| 231,708 |
|
|
| 34,663 |
|
|
| 933,563 |
|
Mark R. Jundt |
|
| 248,651 |
|
|
| 17,720 |
|
|
| 933,563 |
|
Matthew R. Kelly |
|
| 248,719 |
|
|
| 17,652 |
|
|
| 933,563 |
|
Daniel C. Philp |
|
| 255,561 |
|
|
| 10,810 |
|
|
| 933,563 |
|
Nicholas J. Swenson |
|
| 209,925 |
|
|
| 56,446 |
|
|
| 933,563 |
|
Based on the voting results, all six nominees were elected to serve as a director of the Company for a term of one year, or until their respective successor is elected.
2. The proposal to approve, by a non-binding vote, the Company’s executive compensation received advisory approval based on the following votes:
For |
|
| Against |
|
| Abstain |
|
| Broker Non-Votes |
| ||||
| 236,710 |
|
|
| 28,313 |
|
|
| 1,348 |
|
|
| 933,563 |
|
3. The proposal to ratify the appointment of Boulay PLLP as the independent registered public accounting firm for the year ending December 31, 2024 was approved based on the following votes:
For |
|
| Against |
|
| Abstain |
| |||
| 1,102,823 |
|
|
| 97,046 |
|
|
| 65 |
|
| 2 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Current Report to be signed on its behalf by the undersigned hereunto duly authorized.
| LENDWAY, INC. |
| |
|
|
|
|
Date: July 17, 2024 | By | /s/ Elizabeth E. McShane |
|
|
| Elizabeth E. McShane Chief Financial Officer |
|
| 3 |