Live Ventures Incorporated filed SEC Form 8-K: Submission of Matters to a Vote of Security Holders
$LIVE
Other Specialty Stores
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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FORM 8-K
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CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): June 27, 2024
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(Exact name of Registrant as Specified in Its Charter)
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| (State or Other Jurisdiction of Incorporation) | (Commission File Number) | (IRS Employer Identification No.) | ||||||
| (Address of Principal Executive Offices) | (Zip Code) | |||||||
Registrant’s Telephone Number, Including Area Code: (702 ) 997-5968
(Former Name or Former Address, if Changed Since Last Report)
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) | |||||
| Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) | |||||
| Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) | |||||
| Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) | |||||
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered | ||||||||||||
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company o
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o
Item 5.07 Submission of Matters to a Vote of Security Holders.
On June 27, 2024, Live Ventures Incorporated (the “Company”) held its Annual Meeting of Stockholders (the “Annual Meeting”) to vote on the matters disclosed in the Company’s definitive Proxy Statement on Schedule 14A filed with the Securities and Exchange Commission on May 23, 2024. The final voting results for the matters submitted to a vote of stockholders were as follows:
Proposal No. 1 – Election of Directors
At the Annual Meeting, the Company’s stockholders elected the persons listed below as directors for a term expiring on the date of the Annual Meeting in 2025 or until their respective successors are duly elected and qualified:
| Nominee Name | Votes For | Votes Withheld | Broker Non-Votes | ||||||||
| Jon Isaac | 2,391,417 | 8,077 | 305,125 | ||||||||
| Tony Isaac | 2,392,875 | 6,619 | 305,125 | ||||||||
| Richard D. Butler, Jr. | 2,175,891 | 223,603 | 305,125 | ||||||||
| Dennis (De) Gao | 2,346,252 | 53,242 | 305,125 | ||||||||
| Tyler Sickmeyer | 2,345,585 | 53,909 | 305,125 | ||||||||
Proposal No. 2 – Ratification of Independent Accounting Firm
At the Annual Meeting, the Company’s stockholders ratified the selection of Frazier & Deeter, LLC as the Company’s independent registered accounting firm for the fiscal year ending September 30, 2024.
| Votes For | Votes Against | Abstentions | ||||||
| 2,687,817 | 16,614 | 188 | ||||||
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, we have duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| LIVE VENTURES INCORPORATED | ||||||||
| By: | /s/ Jon Isaac | |||||||
| Name: Jon Isaac | ||||||||
| Title: Chief Executive Officer | ||||||||
| Dated: June 28, 2024 | ||||||||
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