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    LiveOne Inc. filed SEC Form 8-K: Results of Operations and Financial Condition, Financial Statements and Exhibits

    2/13/25 5:15:23 PM ET
    $LVO
    Restaurants
    Consumer Discretionary
    Get the next $LVO alert in real time by email
    false 0001491419 Delaware 0001491419 2025-02-13 2025-02-13 iso4217:USD xbrli:shares iso4217:USD xbrli:shares

     

     

    UNITED STATES

    SECURITIES AND EXCHANGE COMMISSION

    Washington, D.C. 20549

     

    FORM 8-K

     

    CURRENT REPORT

     

    Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

     

    Date of Report (Date of earliest event reported): February 13, 2025

     

    LIVEONE, INC.

    (Exact name of registrant as specified in its charter)

     

    Delaware   001-38249   98-0657263
    (State or other jurisdiction 
    of incorporation)
      (Commission File Number)   (I.R.S. Employer
    Identification No.)

     

    269 South Beverly Drive, Suite 1450

    Beverly Hills, CA 90212

    (Address of principal executive offices) (Zip Code)

     

    (310) 601-2505

    (Registrant’s telephone number, including area code)

     

    n/a

    (Former name or former address, if changed since last report.)

     

    Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

     

    ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

     

    ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

      

    ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

     

    ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

     

    Securities registered pursuant to Section 12(b) of the Act: 

     

    Title of each class   Trading Symbol(s)   Name of each exchange on which registered
    Common stock, $0.001 par value per share   LVO   The NASDAQ Capital Market

     

    Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

     

    Emerging growth company ☐

     

    If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

     

     

     

     

     

     

     

    Item 2.02 Results of Operations and Financial Condition.

     

    On February 13, 2025, LiveOne, Inc. (the “Company”) issued a press release announcing its operating and financial highlights and results for the third quarter and nine months ended December 31, 2024. A copy of the press release is attached hereto as Exhibit 99.1.

     

    The information included herein and in Exhibit 99.1 shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as expressly set forth by specific reference in such a filing.

     

    Item 9.01 Financial Statements and Exhibits.

     

    Exhibit Number   Description
    99.1*   Press release, dated February 13, 2025.
    104*   Cover Page Interactive Data File (embedded within the Inline XBRL document)

     

    *Furnished herewith.

     

    1

     

     

    SIGNATURES

     

    Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

     

      LIVEONE, INC.
       
    Date: February 13, 2025 By: /s/ Aaron Sullivan
      Name:   Aaron Sullivan
      Title: Chief Financial Officer

     

     

    2

     

     

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