• Live Feeds
    • Press Releases
    • Insider Trading
    • FDA Approvals
    • Analyst Ratings
    • Insider Trading
    • SEC filings
    • Market insights
  • Analyst Ratings
  • Alerts
  • Subscriptions
  • AI Executive AssistantNEW
  • Settings
  • RSS Feeds
Quantisnow Logo
  • Live Feeds
    • Press Releases
    • Insider Trading
    • FDA Approvals
    • Analyst Ratings
    • Insider Trading
    • SEC filings
    • Market insights
  • Analyst Ratings
  • Alerts
  • Subscriptions
  • AI Executive AssistantNEW
  • Settings
  • RSS Feeds
PublishGo to AppAI Helper
    Quantisnow Logo

    © 2025 quantisnow.com
    Democratizing insights since 2022

    Services
    Live news feedsRSS FeedsAlertsPublish with Us
    Company
    AboutQuantisnow PlusContactJobsAI employees for your businessNEW
    Legal
    Terms of usePrivacy policyCookie policy

    LPL Financial Holdings Inc. filed SEC Form 8-K: Results of Operations and Financial Condition, Financial Statements and Exhibits

    5/8/25 4:17:51 PM ET
    $LPLA
    Investment Bankers/Brokers/Service
    Finance
    Get the next $LPLA alert in real time by email
    lpla-20250508
    5/8/20250001397911false00013979112025-05-082025-05-08



    UNITED STATES SECURITIES AND EXCHANGE COMMISSION
    Washington, D.C. 20549
    FORM 8-K
    CURRENT REPORT
    Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
    Date of Report (Date of earliest event reported): May 8, 2025
    LPL Financial Holdings Inc.
    (Exact name of registrant as specified in its charter)
    Delaware001-3496320-3717839
    (State or other jurisdiction of incorporation)(Commission File Number)(IRS Employer Identification No.)
    4707 Executive Drive,
    San Diego,
    California
    92121
    (Address of principal executive offices)(Zip Code)
    Registrant's telephone number, including area code:
    (800)877-7210
    N/A
    (Former name or former address, if changed since last report.)
    Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrants under any of the following provisions:

    ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

    ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

    ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

    ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
    Securities registered pursuant to Section 12(b) of the Act:
    Title of each classTrading Symbol(s)Name of each exchange on which registered
    Common Stock - par value $0.001 per shareLPLAThe Nasdaq Global Select Market
    Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
    Emerging growth company ☐

    If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐




    Item 2.02Results of Operations and Financial Condition.
    On May 8, 2025, LPL Financial Holdings Inc. (collectively with its subsidiaries, the “Company”) issued a press release announcing its financial results for the three months ended March 31, 2025. A copy of the press release is furnished with this Form 8-K and attached hereto as Exhibit 99.1.
    Exhibit 99.1 shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities under that Section and shall not be deemed to be incorporated by reference into any filing of the Company under the Securities Act of 1933, as amended, or the Exchange Act.
    Item 9.01Financial Statements and Exhibits.
    (d)Exhibits
    99.1 
    Press Release dated May 8, 2025 ("LPL Financial Announces First Quarter 2025 Results").
    104 Cover Page Interactive Data File (embedded within the Inline XBRL document).



    SIGNATURE

    Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

          LPL FINANCIAL HOLDINGS INC.
    By:/s/ Matthew Audette
    Name: Matthew Audette
    Title: President and Chief Financial Officer


    Dated: May 8, 2025

        


    Get the next $LPLA alert in real time by email

    Crush Q3 2025 with the Best AI Executive Assistant

    Stay ahead of the competition with Tailforce.ai - your AI-powered business intelligence partner.

    AI-Powered Inbox
    Context-aware email replies
    Strategic Decision Support
    Get Started with Tailforce.ai

    Recent Analyst Ratings for
    $LPLA

    DatePrice TargetRatingAnalyst
    7/9/2025$80.00Neutral → Sell
    Citigroup
    6/9/2025$400.00Buy → Neutral
    Citigroup
    6/9/2025$460.00Neutral → Buy
    Redburn Atlantic
    1/7/2025$288.00 → $397.00Neutral → Overweight
    Analyst
    1/6/2025$390.00Neutral → Buy
    UBS
    12/19/2024$277.00 → $413.00Hold → Buy
    TD Cowen
    10/9/2024$235.00 → $285.00Equal Weight → Overweight
    Wells Fargo
    9/12/2024$235.00Equal Weight
    Wells Fargo
    More analyst ratings

    $LPLA
    Press Releases

    Fastest customizable press release news feed in the world

    See more
    • LPL Financial Announces Second Quarter 2025 Earnings Release Date and Conference Call

      SAN DIEGO, July 10, 2025 (GLOBE NEWSWIRE) -- LPL Financial Holdings Inc. (NASDAQ:LPLA) (the "Company"), the parent corporation of LPL Financial LLC, announced today it will report second quarter financial results after the market closes on Thursday, July 31. The Company will host a conference call to discuss its results at 5 p.m. ET the same day. The conference call will be accessible and available for replay at investor.lpl.com/events. Contacts Investor [email protected] Media [email protected] About LPL Financial LPL Financial Holdings Inc. (NASDAQ:LPLA) is among the fastest growing wealth management firms in the U.S. As a leader i

      7/10/25 4:05:00 PM ET
      $LPLA
      Investment Bankers/Brokers/Service
      Finance
    • LPL Financial Welcomes The Narmi Group Investment Management to Linsco Channel

      SAN DIEGO, July 10, 2025 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that financial advisors Charlie Narmi and Theresa Rynaski, CFP®, have joined LPL's employee advisor channel, Linsco by LPL Financial, to launch The Narmi Group Investment Management. They reported serving approximately $870 million in advisory, brokerage and retirement plan assets* and join LPL from Robert W. Baird & Co.   Based in Omaha, Neb., Narmi, a second-generation financial advisor, and Rynaski have worked together for two decades and have built a reputation as a team that goes above and beyond for their clients — which includes a mix of young professionals, non-profit organizations and those nearing or

      7/10/25 8:55:00 AM ET
      $LPLA
      Investment Bankers/Brokers/Service
      Finance
    • LPL Research Team Releases Midyear Outlook 2025: Pragmatic Optimism, Measured Expectations

      This annual report offers a comprehensive analysis of the economic and market environment, highlighting potential implications for investors and their portfolios SAN DIEGO, July 08, 2025 (GLOBE NEWSWIRE) -- LPL Financial LLC today released its Midyear Outlook 2025: Pragmatic Optimism, Measured Expectations. Setting the tone for the second half of 2025, this report offers a comprehensive analysis of the economic and market environment, highlighting potential implications for investors and their portfolios. The Midyear Outlook 2025 offers a grounded, data-driven view of where the economy and markets may be headed next. As we reach the halfway mark of the year, trends in income and savings

      7/8/25 9:00:00 AM ET
      $LPLA
      Investment Bankers/Brokers/Service
      Finance

    $LPLA
    SEC Filings

    See more
    • SEC Form 8-K filed by LPL Financial Holdings Inc.

      8-K - LPL Financial Holdings Inc. (0001397911) (Filer)

      7/3/25 4:05:18 PM ET
      $LPLA
      Investment Bankers/Brokers/Service
      Finance
    • SEC Form 8-K filed by LPL Financial Holdings Inc.

      8-K - LPL Financial Holdings Inc. (0001397911) (Filer)

      6/3/25 4:18:14 PM ET
      $LPLA
      Investment Bankers/Brokers/Service
      Finance
    • LPL Financial Holdings Inc. filed SEC Form 8-K: Submission of Matters to a Vote of Security Holders

      8-K - LPL Financial Holdings Inc. (0001397911) (Filer)

      5/23/25 4:11:46 PM ET
      $LPLA
      Investment Bankers/Brokers/Service
      Finance

    $LPLA
    Analyst Ratings

    Analyst ratings in real time. Analyst ratings have a very high impact on the underlying stock. See them live in this feed.

    See more
    • LPL Financial downgraded by Citigroup with a new price target

      Citigroup downgraded LPL Financial from Neutral to Sell and set a new price target of $80.00

      7/9/25 8:17:36 AM ET
      $LPLA
      Investment Bankers/Brokers/Service
      Finance
    • LPL Financial downgraded by Citigroup with a new price target

      Citigroup downgraded LPL Financial from Buy to Neutral and set a new price target of $400.00

      6/9/25 7:47:18 AM ET
      $LPLA
      Investment Bankers/Brokers/Service
      Finance
    • LPL Financial upgraded by Redburn Atlantic with a new price target

      Redburn Atlantic upgraded LPL Financial from Neutral to Buy and set a new price target of $460.00

      6/9/25 7:44:05 AM ET
      $LPLA
      Investment Bankers/Brokers/Service
      Finance

    $LPLA
    Financials

    Live finance-specific insights

    See more
    • LPL Financial Announces Second Quarter 2025 Earnings Release Date and Conference Call

      SAN DIEGO, July 10, 2025 (GLOBE NEWSWIRE) -- LPL Financial Holdings Inc. (NASDAQ:LPLA) (the "Company"), the parent corporation of LPL Financial LLC, announced today it will report second quarter financial results after the market closes on Thursday, July 31. The Company will host a conference call to discuss its results at 5 p.m. ET the same day. The conference call will be accessible and available for replay at investor.lpl.com/events. Contacts Investor [email protected] Media [email protected] About LPL Financial LPL Financial Holdings Inc. (NASDAQ:LPLA) is among the fastest growing wealth management firms in the U.S. As a leader i

      7/10/25 4:05:00 PM ET
      $LPLA
      Investment Bankers/Brokers/Service
      Finance
    • LPL Financial Announces First Quarter 2025 Earnings Release Date and Conference Call

      SAN DIEGO, April 17, 2025 (GLOBE NEWSWIRE) -- LPL Financial Holdings Inc. (NASDAQ:LPLA) (the "Company"), the parent corporation of LPL Financial LLC, announced today it will report first quarter financial results after the market closes on Thursday, May 8. The Company will host a conference call to discuss its results at 5 p.m. ET the same day. The conference call will be accessible and available for replay at investor.lpl.com/events. Contacts Investor [email protected] Media [email protected] About LPL Financial LPL Financial Holdings Inc. (NASDAQ:LPLA) is among the fastest growing wealth management firms in the U.S. As a leader in

      4/17/25 4:05:00 PM ET
      $LPLA
      Investment Bankers/Brokers/Service
      Finance
    • LPL Financial to Acquire Commonwealth Financial Network

      Commonwealth supports ~2,900 independent advisors managing ~$285 billion in assetsCommonwealth ranked #1 in Independent Advisor Satisfaction 11 times in a row by J.D. PowerFounder of Commonwealth to assume advisory role to LPL Board of DirectorsCommonwealth CEO to join LPL Management Committee, partnering to launch Office of Advisor Advocacy SAN DIEGO and WALTHAM, Mass., March 31, 2025 (GLOBE NEWSWIRE) -- LPL Financial Holdings Inc. (NASDAQ:LPLA) (together with its subsidiaries, including LPL Financial LLC, "LPL Financial" or "LPL") today announced that it has entered into a definitive purchase agreement to acquire Commonwealth Financial Network ("Commonwealth"), the largest independently

      3/31/25 6:00:00 AM ET
      $LPLA
      Investment Bankers/Brokers/Service
      Finance

    $LPLA
    Insider Trading

    Insider transactions reveal critical sentiment about the company from key stakeholders. See them live in this feed.

    See more
    • Group Managing Director Gates Greg sold $573,952 worth of shares (1,500 units at $382.63), decreasing direct ownership by 7% to 20,620 units (SEC Form 4)

      4 - LPL Financial Holdings Inc. (0001397911) (Issuer)

      7/8/25 4:14:48 PM ET
      $LPLA
      Investment Bankers/Brokers/Service
      Finance
    • Director Thomas Corey E. was granted 4 shares, increasing direct ownership by 0.03% to 13,826 units (SEC Form 4)

      4 - LPL Financial Holdings Inc. (0001397911) (Issuer)

      6/16/25 4:30:17 PM ET
      $LPLA
      Investment Bankers/Brokers/Service
      Finance
    • Director Schifter Richard P was granted 13 shares, increasing direct ownership by 0.03% to 39,197 units (SEC Form 4)

      4 - LPL Financial Holdings Inc. (0001397911) (Issuer)

      6/16/25 4:28:27 PM ET
      $LPLA
      Investment Bankers/Brokers/Service
      Finance

    $LPLA
    Leadership Updates

    Live Leadership Updates

    See more
    • LPL Financial Appoints Mike Holtschlag as Executive Vice President of Banking and Lending

      SAN DIEGO, June 30, 2025 (GLOBE NEWSWIRE) -- LPL Financial LLC, a leading wealth management firm, has appointed Mike Holtschlag as Executive Vice President of Banking and Lending. In this role, Holtschlag will lead the company's banking and lending initiatives to drive growth and enhance the full-service experience for both advisors and investors. His team will be responsible for the strategy, design, development, execution and delivery of LPL's suite of solutions, including cash management accounts (CMA), credit cards and secured credit lending. LPL's strategic focus on developing state-of-the-art banking and lending solutions makes it easier for advisors to provide comprehensive service

      6/30/25 9:00:00 AM ET
      $LPLA
      Investment Bankers/Brokers/Service
      Finance
    • EverMark Investment Partners Launches with Support from LPL Strategic Wealth

      SAN DIEGO, June 17, 2025 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that financial advisors Matthew Sweeney, CFP®, John Folsom and Tanner Carter, CFP®, have launched a new independent practice, EverMark Investment Partners ("EverMark"), through affiliation with LPL Financial's supported independence model, LPL Strategic Wealth. They reported serving approximately $425 million in advisory, brokerage and retirement plan assets* and join LPL from RBC. Based in San Diego, Folsom and Sweeney have collaborated since 1996 and bring a combined seven decades of financial industry experience to the practice. Carter, who entered the financial industry in 2019, completes the team. Together

      6/17/25 8:55:00 AM ET
      $LPLA
      Investment Bankers/Brokers/Service
      Finance
    • LPL Financial Welcomes PCC Wealth Partners

      SAN DIEGO, May 20, 2025 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that financial advisors Duane Dollar, CFP®, ChFC®, CASL®, and Phillip Owens, MBA, CFP®, CRPC™, RICP®, APMA™, have joined LPL Financial's broker-dealer, Registered Investment Advisor (RIA) and custodial platforms to launch PCC Wealth Partners. The team reported serving approximately $315 million in advisory, brokerage and retirement plan assets* and joins LPL from Ameriprise. Based just outside of Houston in The Woodlands, Dollar and Owens have built a reputation for delivering customized investment strategies and an elevated client experience since teaming up in 2016. With nearly 50 years of combined industry ex

      5/20/25 8:00:00 AM ET
      $LPLA
      Investment Bankers/Brokers/Service
      Finance

    $LPLA
    Large Ownership Changes

    This live feed shows all institutional transactions in real time.

    See more
    • SEC Form SC 13G/A filed by LPL Financial Holdings Inc. (Amendment)

      SC 13G/A - LPL Financial Holdings Inc. (0001397911) (Subject)

      2/13/24 5:08:09 PM ET
      $LPLA
      Investment Bankers/Brokers/Service
      Finance
    • SEC Form SC 13G/A filed by LPL Financial Holdings Inc. (Amendment)

      SC 13G/A - LPL Financial Holdings Inc. (0001397911) (Subject)

      2/12/24 4:17:19 PM ET
      $LPLA
      Investment Bankers/Brokers/Service
      Finance
    • SEC Form SC 13G/A filed by LPL Financial Holdings Inc. (Amendment)

      SC 13G/A - LPL Financial Holdings Inc. (0001397911) (Subject)

      4/10/23 1:39:59 PM ET
      $LPLA
      Investment Bankers/Brokers/Service
      Finance