Lument Finance Trust Inc. filed SEC Form 8-K: Submission of Matters to a Vote of Security Holders, Regulation FD Disclosure, Financial Statements and Exhibits
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| Item 5.07 | Submission of Matters to a Vote of Security Holders. |
The annual meeting of stockholders (the “Annual Meeting”) of Lument Finance Trust, Inc. (the “Company” or “LFT”) was held on June 13, 2024. At the Annual Meeting, LFT stockholders voted to (i) re-elect James P. Flynn, James C. Hunt, Neil A. Cummins, William A. Houlihan, Walter C. Keenan and Marie D. Reynolds to the Board of Directors to serve until the next annual meeting of stockholders or until their respective successors are duly elected, (ii) approve, on an advisory basis, the compensation of the named executive officers of LFT as described in the proxy statement for the Annual Meeting and (iii) ratify the appointment of KPMG, LLP as LFT’s independent registered public accounting firm for the fiscal year ending December 31, 2024. The voting results with respect to each of these matters is set forth below:
| 1. | The voting results for each of the nominees for director were as follows: |
| Nominee | Shares For | Shares Withheld | Broker Non-Votes | |||
| James P. Flynn | 33,743,446 | 667,382 | 7,992,730 | |||
| James C. Hunt | 33,741,752 | 669,076 | 7,992,730 | |||
| Neil A. Cummins | 32,733,255 | 1,677,573 | 7,992,730 | |||
| William A. Houlihan | 33,305,582 | 1,105,246 | 7,992,730 | |||
| Walter C. Keenan | 33,285,782 | 1,125,046 | 7,992,730 | |||
| Marie D. Reynolds | 33,631,167 | 779,661 | 7,992,730 |
| 2. | The voting results of the proposal to approve, on an advisory basis, the compensation of the named executive officers of LFT, as described in the proxy statement for the Annual Meeting, were as follows: |
| Shares For | Shares Against | Abstentions | Broker Non-Votes | |||
| 32,236,171 | 1,839,070 | 335,587 | 7,992,730 |
| 3. | The voting results of the proposal to ratify the appointment of KPMG, LLP as LFT’s independent registered public accounting firm for the fiscal year ending December 31, 2024, were as follows: |
| Shares For | Shares Against | Abstentions | Broker Non-Votes | |||
| 41,800,343 | 488,110 | 115,105 | N/A |
| Item 7.01 | Regulation FD Disclosure. |
On June 13, 2024, LFT issued a press release announcing the declaration of a cash dividend of $0.08 per share of common stock, as further described in the dividend press release. LFT also announced a cash dividend of $0.4921875 per share of 7.875% Cumulative Redeemable Series A Preferred Stock, as further described in the dividend press release. A copy of the dividend press release is furnished herewith as Exhibit 99.1 to this Form 8-K.
The information disclosed under this Item 7.01, including Exhibit 99.1, shall not be deemed “filed” for purposes of Section 18 of the Exchange Act or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing
| Item 9.01 | Exhibits. |
(d) Exhibits.
| 99.1 | Press Release of Lument Finance Trust, Inc., dated June 13, 2024. | |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document). |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| LUMENT Finance Trust, Inc. | ||
| Date: June 13, 2024 | By: | /s/ James A. Briggs |
| James A. Briggs | ||
| Chief Financial Officer | ||