Lumentum Holdings Inc. filed SEC Form 8-K: Leadership Update, Submission of Matters to a Vote of Security Holders, Financial Statements and Exhibits
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of report (Date of earliest event reported): November 19, 2025
(Exact name of Registrant as specified in its charter)
| (State or Other Jurisdiction of Incorporation) | (Commission File Number) | (IRS Employer Identification Number) | ||||||||||||
(Address of Principal Executive Offices including Zip code)
(408 ) 546-5483
(Registrant’s Telephone Number, Including Area Code)
Not Applicable
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) | |||||
| Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) | |||||
| Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) | |||||
| Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) | |||||
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered | ||||||
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company o
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.02. Departure of Directors or Principal Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
As indicated below, on November 19, 2025, the stockholders of Lumentum Holdings Inc. (the “Company”) approved the 2025 Equity Incentive Plan (the “2025 Plan”), including the reservation of shares of the Company’s common stock for issuance thereunder.
The Company’s board of directors previously approved the 2025 Plan subject to stockholder approval. A detailed summary of the 2025 Plan is set forth in the Company’s proxy statement for its 2025 Annual Meeting of Stockholders (the “2025 Annual Meeting”) filed with the Securities and Exchange Commission on October 7, 2025 (the “2025 Proxy Statement”). A copy of the 2025 Plan is filed herewith as Exhibit 10.1.
Item 5.07. Submission of Matters to a Vote of Security Holders
On November 19, 2025, the Company held the 2025 Annual Meeting. There were 70,912,590 shares issued, outstanding and entitled to vote at the meeting as of the record date of September 25, 2025, of which 61,863,720 shares were represented at the meeting, constituting 87.24%% of the outstanding shares entitled to vote. The proposals considered at the meeting are described in detail in the 2025 Proxy Statement. The proposals voted upon at the meeting and the vote with respect to each such matter are set forth below:
(i) Election of Directors:
Name | For: | Against: | Abstentions: | Broker Non-Votes: | ||||||||||||||||||||||||||||||||||||||||
Pamela F. Fletcher | 55,121,024 | 290,936 | 178,421 | 6,273,339 | ||||||||||||||||||||||||||||||||||||||||
Isaac H. Harris | 54,966,711 | 525,570 | 98,100 | 6,273,339 | ||||||||||||||||||||||||||||||||||||||||
Penelope A. Herscher | 53,534,149 | 1,958,149 | 98,083 | 6,273,339 | ||||||||||||||||||||||||||||||||||||||||
Michael E. Hurlston | 54,685,773 | 806,675 | 97,933 | 6,273,339 | ||||||||||||||||||||||||||||||||||||||||
Julia S. Johnson | 53,005,061 | 2,488,126 | 97,194 | 6,273,339 | ||||||||||||||||||||||||||||||||||||||||
Brian J. Lillie | 54,871,053 | 621,065 | 98,263 | 6,273,339 | ||||||||||||||||||||||||||||||||||||||||
Paul R. Lundstrom | 55,453,577 | 38,724 | 98,080 | 6,273,339 | ||||||||||||||||||||||||||||||||||||||||
Ian S. Small | 54,646,971 | 844,641 | 98,769 | 6,273,339 | ||||||||||||||||||||||||||||||||||||||||
(ii) To approve, on a non-binding advisory basis, the compensation of the Company’s named executive officers:
For: | Against: | Abstentions: | Broker Non-Votes: | ||||||||||||||||||||||||||||||||
49,092,285 | 6,133,562 | 364,534 | 6,273,339 | ||||||||||||||||||||||||||||||||
(iv) To approve the 2025 Equity Incentive Plan:
For: | Against: | Abstentions: | Broker Non-Votes: | ||||||||||||||||||||||||||||||||
45,653,375 | 9,596,444 | 340,562 | 6,273,339 | ||||||||||||||||||||||||||||||||
(v) To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending June 27, 2026:
For: | Against: | Abstentions: | ||||||||||||||||||||||||
61,391,629 | 213,806 | 258,285 | ||||||||||||||||||||||||
Item 9.01. Financial Statements and Exhibits.
| (d) | Exhibits. | ||||
| Exhibit No. | Description | |||||||
| 10.1 | ||||||||
| 104 | Cover Page Interactive Data File (formatted as Inline XBRL) | |||||||
Signature
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| LUMENTUM HOLDINGS INC. | ||||||||||||||
| By: | /s/ Jae Kim | |||||||||||||
| Name: | Jae Kim | |||||||||||||
| Title: | Senior Vice President, General Counsel and Secretary | |||||||||||||
| November 24, 2025 | ||||||||||||||